Simon is a compliance professional with more than 40 years extensive Financial Services experience gained from working in and with a broad spectrum of Financial Services companies. Directly involved in regulatory compliance for 30+ years, both as practitioner and consultant, and has dealt with a wide range of Financial Services regulators.
Specialist in Culture, Governance and Conduct issues, Senior Management Controls, enterprise-wide regulatory Risk Assessment, financial crime. Simon also has experience of specialist projects including Skilled Person Reviews, conduct risk investigations and past business reviews.
Simon has conducted audits on various financial institutions and has experience of providing consultancy services to many sectors.
34 Lime Street
London
EC3M 7AT
United Kingdom
+44 (0)20 7399 4980
info@complyport.co.uk
Emirates Financial Towers
South Tower
Level 3, Office 308
DIFC, Dubai
United Arab Emirates
info@ae.complyport.com
2 Diagorou
ERA House
Ground Floor, 1097
Nicosia
Cyprus
info@cy.complyport.com
© Complyport 2025 | All Rights Reserved.