Complyport’s team of experts have a deep understanding of regulatory requirements and have earned the trust of over 1000 financial services firms over the past 22 years. If you are seeking FCA or EU authorisation, our team can provide you with valuable guidance and support throughout your application process.
With Complyport’s pan-European coverage (with presence in Belgium, the Netherlands, Ireland, Greece, Malta and Cyprus), we assist firms who are looking to be authorised outside of the UK as well. Based on our expertise and experience, the following is a full list of European jurisdictions in which we can manage financial services authorisations:
The Authorisation process can be a challenging and time-consuming endeavour. At Complyport, our team has a wealth of experience in dealing with the regulator and their approach to authorisations. We will leverage this experience to provide the best advice and guidance to you throughout each stage of your application.
We offer a flexible approach to suit your needs, providing a fully project-managed service to review and provide feedback on draft applications prior to submission.
If your firm is seeking to acquire additional licensing to expand its business scope, we can also support you with other regulatory applications such as variations of permissions (VoP), change in control, and legal status.
Navigating the FCA SMF Interview process can be daunting. At Complyport, we understand the intricacies involved in securing approval for Senior Management Functions. Drawing from our extensive experience with regulators, we offer personalised guidance tailored to your needs. From reviewing application materials to offering comprehensive coaching, mock interviews and guidance, our flexible approach ensures you’re equipped for success at every stage of the process. For more information, click here
Many of the firms we help to get authorised go on to take up our ongoing support services to ensure they continue to meet their regulatory requirements, for more information please click here.
The Regulatory Gateway for Financial Promotions is Here
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Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024
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London,
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United Kingdom
E: info@complyport.com
T: +44 (0)20 7399 4980
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ERA House,
Floors 9-12 1097,
Nicosia, Cyprus
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T: +357 2287 7744
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2nd Floor, 4003,
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E: info@complyport.ae
T: +971 4 221 8973
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T: +91 98408 34422
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Docks 4 Tower, Caudan
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Mauritius
E: info@complyport.ae
T: +91 98408 34422
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