FCA Perimeter Guidance

FCA Interview Preparation

Preparing for an FCA interview is necessary in order for your senior candidate to obtain the regulatory authorisation and crucial for demonstrating your firm’s compliance and suitability. Complyport provides comprehensive FCA interview preparation services, ensuring you are ready to meet regulatory expectations.

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Understanding FCA Perimeter Guidance to Clarify Your Regulatory Boundaries

Understanding the regulatory perimeter is essential for ensuring your business activities are compliant. Complyport offers specialised perimeter guidance services to help you navigate the boundaries of regulatory requirements.

our services
  • Assessment of business activities against regulatory perimeters
  • Guidance on whether specific activities fall within the regulatory scope
  • Development of strategies to remain within regulatory boundaries
  • Assistance with necessary documentation and disclosures
  • Ongoing compliance support and advice
key benefits
  • Clear understanding of regulatory perimeters
  • Reduced risk of unintentional non-compliance incidents
  • Strategic advice to align business activities with regulatory requirements
  • Expert insights into regulatory frameworks
  • Continuous support to maintain compliance

Navigating the regulatory perimeter can be complex, but with Complyort’s specialised guidance, your business activities remain compliant and within regulatory boundaries.

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Ensure your business stays within regulatory boundaries. Book a call with our perimeter guidance experts today.

Thomas Salmon-Complyport

Thomas Salmon
Solutions Executive

+44 (0)20 7399 4980 thomas.salmon@complyport.co.uk

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Kumar Ved
Managing Director

+44 (0)20 7399 4980
kumar.ved@complyport.co.uk

Why choose Complyport?

Extensive Regulatory Expertise

With over 22 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.

Tailored Compliance Solutions

We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.

Senior-Level Guidance

Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.

Comprehensive Service Offering

From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.

Client-Centric Approach

We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility.

Innovative Fintech, Regtech, and AI Solutions

Leveraging cutting-edge fintech, regtech, and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.

key figures

Over

22 Years

Providing Compliance Excellence

Over

1,000

Successful FCA and EU Authorisations

Over

600

Active Firms Receiving Regulatory Support
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