The Financial Conduct Authority (FCA) has launched an in-depth market study (MS24/1: Pure Protection Market Study) into the distribution of pure protection insurance products. This move highlights the FCA’s commitment […] [...]

Introduction The FCA has announced that, from the end of March 2025, there will be a change in how firms report to it online, with a move away from two […] [...]

Introduction The Financial Conduct Authority (FCA) recently wrote to Claims Management Companies (CMCs) to outline its latest supervisory strategy for the coming years. The FCA reaffirmed its commitment to ensuring […] [...]

Introduction In February 2025, a number of firms will have received a Section 165 request, which is a mandatory regulatory request for information on various aspects of their business. This […] [...]

Introduction The FCA recently requested data from 22 of the largest financial advice firms to review, with a focus on the suitability review process delivered by the sector. At the […] [...]

Introduction With the introduction of the Consumer Duty, the Financial Conduct Authority (FCA) has recently outlined its key supervisory focus areas to mortgage intermediaries for the next two years. The […] [...]

Quarterly Consultation CP24/11 The Financial Conduct Authority (“FCA”) consistently updates its regulatory framework to maintain the integrity and efficiency of financial markets. A recent example is the Collective Investment Schemes […] [...]

In an era of increasingly sophisticated financial fraud, the Financial Conduct Authority (“FCA”) has taken significant steps to combat money laundering and fraud through the National Fraud Database (“NFD”) and […] [...]

A Section 166 will sometimes require firms to take action to address deficiencies identified during the supervisory process, including those related to KYC (Know Your Customer) and AML (Anti-Money Laundering) […] [...]

The implementation of the Sustainability Disclosure Requirements (“SDR”) and investment labels marks a significant step towards enhancing transparency and accountability in sustainable finance. The SDR and investment labels framework has […] [...]

The Financial Conduct Authority (FCA) has recently released its Quarterly Consultation Paper No. 46 (CP24-26), The consultation opened on 6th December 2024, focusing on several key changes aimed at enhancing […] [...]

In February 2025, the Financial Conduct Authority (FCA) secured a confiscation order of £586,711.01 against a former Goldman Sachs analyst (Mohammed Zina) convicted of insider trading. This order amounts to […] [...]

The Financial Conduct Authority (FCA) has announced a series of innovative proposals aimed at fostering growth and expanding investment opportunities for businesses across the UK. These new measures are designed […] [...]

In a notable effort to maintain market integrity, the Financial Conduct Authority (“FCA”) has imposed its first penalty for transaction reporting failures under the UK Markets in Financial Instruments Regulation […] [...]

Navigating the regulatory landscape of the Financial Conduct Authority (“FCA”) is critical for motor finance firms looking to operate within the UK regulated market. One of the key considerations for […] [...]

Introduction The FCA has recently issued CP25/2 to get opinions from the sector regarding proposed changes in Public Offers and Trading Regime admissions as well as UK Listing Rules. These […] [...]

In today’s rapidly evolving financial landscape, innovative business models are becoming increasingly common. Firms leveraging cutting-edge technologies and novel approaches to financial services must navigate the regulatory environment with greater […] [...]