The Regulatory Roundup Issue 10, 12 March 2010, reported that the FSA’s new reporting system – Online Notifications and Applications (‘ONA’) – had slipped a little behind on its release. […] [...]

As mentioned in Regulatory Roundup #5, the amended rules governing close links reporting which came into effect on 1 June 2010. The main change is that close links notification now […] [...]

Market Watch No 34 has been published by the FSA. An interesting article tucked away on page 2 advises that transaction reporting firms need a BIC code. Some firms will […] [...]

The Regulatory Roundup of 16 October 2009 contained an article on the new FSA reporting system – Online Notifications and Applications – which would be used for the submission of […] [...]

The FSA has issued its first consultation paper of 2010 – CP10/1. It is proposing changes to SUP 16.12 (Integrated Regulatory Reporting) and to the Disclosure and Transparency Rules within […] [...]

As you’ll know from SUP 17.2, provided certain conditions are met then portfolio managers are relieved from the responsibility of transaction reporting and instead rely on third parties e.g. the […] [...]

This month the FSA published “Close links – feedback on CP07/21” (PS09/17) which contains the new draft rules governing close links reporting. It must qualify as one of the slower […] [...]

A reminder that changes in the way that applications and notifications are submitted to the FSA are proposed. The new reporting system – Online Notifications and Applications (‘ONA’) – will […] [...]

The abbreviation is for the Transaction Reporting Users Pack. The FSA have just issued an update which may be useful in addressing the odd query or two. Also below is […] [...]