CASS 15 Readiness: Practical Challenges and Implementation Priorities

The 7 May 2026 effective date for CASS 15 marks the most significant overhaul of safeguarding rules in a decade. For Payment Institutions (PIs) and Electronic Money Institutions (EMIs), the shift from a principles-based regime to the prescriptive, controls-driven environment of the Client Assets Sourcebook (CASS) is a major operational hurdle. 

In this 30-minute briefing, Complyport’s CASS experts will break down the practicalities of transitioning to the new regime. We will move beyond the theory to address the real-world implementation challenges firms are facing, from the “insolvency mindset” required for record-keeping to the rigorous demands of the first mandatory CASS 15 audits. 

In this session we will explore: 

➤The CASS 15 Structural Shift 

➤Audit Readiness & the FRC Guidance 

➤The Data Challenge 

➤Third-Party & Operational Oversight 

➤Governance Accountability 

Who Should Attend: 

➤MLROs and Compliance Officers 

➤CEOs and CFOs 

➤Operations Managers 

➤Internal Auditors 

– Access to Resources 

All registrants will receive: 

➤A recording of the session. 

➤Complimentary access to ViCA, including 20 free queries, to support your research.