Description:Managing a Section 166 remediation while tackling backlog clearing requires a structured, risk-based approach to ensure regulatory compliance and operational efficiency. In this expert-led session, Howard Baxter, Head of KYC Managed Services, will share practical strategies to help firms navigate these challenges effectively. Topics include:In this session we will dive into the topic by:Developing a […]

Description: As regulatory requirements continue to intensify, professionals across compliance functions, including Compliance Officers, MLROs and Heads of Compliance, are under increasing pressure to stay ahead. ViCA, Complyport’s AI-powered virtual compliance assistant, has been developed to meet this need by delivering quick, reliable and expert-backed regulatory support. Powered by artificial intelligence and enriched by over […]

Description: With the FCA’s Consumer Duty now in full effect, firms across the financial services sector are under increasing pressure to demonstrate how they’re delivering good outcomes for consumers. The latest Consumer Duty Report provides valuable insight into regulator expectations, industry challenges, and areas of ongoing scrutiny. In this focused 30-minute session, join Simon Chapman […]