Your MLRO Training DayWith regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance […]

Description: Managing a Section 166 remediation while tackling backlog clearing requires a structured, risk-based approach to ensure regulatory compliance and operational efficiency. In this expert-led session, Howard Baxter, Head of KYC Managed Services, will share practical strategies to help firms navigate these challenges effectively. Topics include: In this session we will dive into the topic […]

Description: As regulatory requirements continue to intensify, professionals across compliance functions, including Compliance Officers, MLROs and Heads of Compliance, are under increasing pressure to stay ahead. ViCA, Complyport’s AI-powered virtual compliance assistant, has been developed to meet this need by delivering quick, reliable and expert-backed regulatory support. Powered by artificial intelligence and enriched by over […]

On-demand | OnlineWatch this webinar to learn more about:What the FCA is now expecting in year two Consumer Duty board reportsCommon issues identified in year one (e.g. ineffective MI, limited board challenge, poor linkage to outcomes)What “effective oversight and challenge” looks likeHow to improve your MI to support meaningful reportingHow Skillcast tools can help evidence […]

Description: With the FCA’s Consumer Duty now in full effect, firms across the financial services sector are under increasing pressure to demonstrate how they’re delivering good outcomes for consumers. The latest Consumer Duty Report provides valuable insight into regulator expectations, industry challenges, and areas of ongoing scrutiny. In this focused 30-minute session, join Simon Chapman […]

Description: As regulatory expectations around Know Your Customer (KYC) and Anti-Money Laundering (AML) continue to evolve, many firms are turning to managed services to help meet their obligations efficiently, consistently and at a scale. With increasing scrunity from regulators and mouting internal resource pressures, outsourcing KYC/AML functions has become a strategic advantage. In this 30-minute […]

Your MLRO Training Day With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & […]

Description: On 25 March 2025, the FCA unveiled its five-year vision focused on deepening trust, rebalancing risk, supporting growth, and improving lives. As firms navigate evolving regulatory expectations, this strategic shift represents a critical turning point for compliance, supervision, and innovation. Join our expert speaker Nicola Christofides as she breaks down the strategy’s four core […]

Description: Small and medium-sized firms often face skill gaps and resource constraints when navigating complex regulatory environments. Outsourcing compliance functions isn't just a cost-efficiency strategy, it can be a game-changer that delivers specialist expertise, scalability, and stronger regulatory alignment. Join our expert as he delves into how smaller firms can benefit from managed compliance services […]

Description:An ineffective remediation process can leave firms exposed to evolving AML/CFT regulations and costly penalties. Properly executed KYC remediation ensures customer data stays accurate, risk is managed effectively, and regulatory expectations are fully met. In this 30-minute session, we'll explore how to get remediation right—first time—by combining practical workflows, automation, and risk-based strategiesIn this session […]

Description:Regulatory demands continue to grow, yet compliance functions often run up against limitations in budget, expertise, and bandwidth. Effective resourcing isn’t just about hiring more, it’s about structuring your compliance department to deliver strategic value and resilience.In this focused session, our compliance leader, Alla Konnikov, will explore how to design and scale your team intelligently, […]

Description:Know Your Customer (KYC) obligations are becoming more complex and resource-intensive, stretching compliance teams thin and creating bottlenecks in onboarding and monitoring. Increasingly, firms are turning to KYC as a Service to reduce costs, increase efficiency, and improve customer experience while staying aligned with regulatory expectations. This 30-minute session will showcase real-world examples of how firms […]