In July 2022, the Financial Conduct Authority, or FCA, published a policy statement, with final rules, on its Consumer Duty initiative. This comprises a new principle, cross-cutting rules, and four outcomes for retail consumers. The Consumer Duty will mean that consumers should receive communications they can understand products and services that meet their needs and offer […]
Description: Diversity, equality and inclusion (DEI) are crucial in the financial services sector, ensuring ethical, fair, and sustainable practices while promoting innovation, resilience and competitiveness. Embracing diversity allows financial institutions to leverage a wide range of perspectives and talents, fostering creativity and innovation in product development and problem-solving. Inclusive practices drive economic growth and stability […]
Transparency, honesty, and sustainability are not just buzzwords but indispensable to the UK financial market this year. With the Financial Conduct Authority (FCA) anti-greenwashing rules coming into effect on 31st May 2024, the expectations around sustainable finance is undergoing a significant shift. Our upcoming webinar will unravel the implications of the new regulations, discuss actionable […]
Description:On July 31 2023, the deadline for the new Consumer Duty requirements set by the UK's Financial Conduct Authority (FCA) for new and existing products and services came into effect. A year on, July 31 2024 looms closer with another deadline whereby firms must once again prepare to fully comply with the new Consumer Duty […]
Description:Join us on July 25th for a dedicated Q&A webinar on Consumer Duty.This session will focus on addressing your most pressing questions about the new Consumer Duty requirements. Our previous webinar on July 17th saw huge interest and numerous inquiries, prompting this follow-up event.Please submit your questions during registration or via the chat function during […]
Description:In the constantly shifting landscape of Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) regulations, businesses must continually update their operations, systems, and procedures. This is to ensure that organisations are fully compliant with all relevant laws and regulations and avoid severe penalties, including fines, legal action, and reputational damage.An AML healthcheck is a […]
Description: Diversity, equity and inclusion (DEI) is a crucial implementation across any and all industries ensuring ethical, fair, and sustainable practices while promoting innovation, resilience and competitiveness. It allows organisations to leverage a wide range of perspectives and talents, fostering creativity and problem solving in product development driving economic growth and stability by ensuring equal […]
Join us for an exclusive event with our leading clients and partners in London! We are delighted to invite you to the inaugural series of London Fintech Networking events, hosted by esteemed members of the industry: Complyport, Dukascopy Bank, Fintecor, The Association of Governance, Risk and Compliance and Sends. This invite only event is all about […]
The 3rd Financial Innovation Forum is an elite platform of international industry experts gathered for engaging discussions on the latest developments, trends, best practices, compliance and regulatory considerations in the use of technology, digital advances and innovative solutions. The forum brings together key decision makers and inspirational leaders who have successfully navigated process, product and […]
Description: The Digital Operational Resilience Act (DORA) is a new regulatory framework introduced by the European Union to enhance the digital resilience of financial institutions against a growing landscape of cyber threats and Information and Communications Technology (ICT) disruptions. As financial services increasingly move online, the need for robust protection against cyberattacks, data breaches, and […]
Online Training Course in London With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance […]
Description: In the complex and ever-evolving landscape of regulatory compliance, expert services are crucial for ensuring that organisations meet their legal obligations effectively. These services include advisory roles, strategic planning, documentation support, and in-depth audits, provided by professionals with specialised knowledge in compliance regulations and industry standards. Engaging with experts helps organisations mitigate risks, avoid […]
The Regulatory Gateway for Financial Promotions is Here
Navigating KYC Challenges in 2024: Insights from the Q&A Session
Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024
Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024
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