Five years after the implementation of IFR and IFD, supervisors continue to focus on the effectiveness of investment firms’ prudential frameworks. This webinar provides practical insights into common weaknesses, emerging supervisory expectations and examples of good practice across key prudential areas, including ICARA, regulatory reporting, K-factors, governance, liquidity, wind-down planning, remuneration and disclosures.
In this session, we will explore:
This webinar is designed for professionals responsible for prudential regulation, governance, risk management and regulatory compliance within investment firms, including:

Managing Director, Global Risk Management & Prudential, Complyport EU

Managing Director, Global Risk Management & Prudential, Complyport EU
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