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Tag: Brexit

Complyport UK Consultancy Service > Brexit
  • 21 March 202223 January 2025
  • Latest News

Has Brexit Enabled The UK To Implement A Stronger Anti-Money Laundering Regime?

After the UK left the EU on 31 January 2020 (“Brexit”), the United Kingdom started following new rules under its own Sanctions and Anti-Money Laundering Act. No longer subject to […] [...]

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  • 20 November 202023 November 2020
  • Latest News

New Survey of Financial Services firms: 63% do not believe Government has done enough to resolve “equivalence issue” with EU

New Survey of Financial Services firms: 63% do not believe Government has done enough to resolve “equivalence issue” with EU Growing disquiet from financial services towards the Government at the […] [...]

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  • 23 October 202023 October 2020
  • Latest News

‘Final Preparations For End Of The Transition Period’ Letter To CEOs Of Insurance Firms

Written by Mike Dalmiras The Bank of England together with the FCA have written a letter to CEOs of insurance firms to remind them on the importance of being prepared […] [...]

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  • 21 October 202021 October 2020
  • Latest News

Brexit Risks In Financial Services

Written by Paul Grainger, CEO, Complyport. Many financial services firms face risks relating to Brexit that could prove costly and damaging. The larger banks, insurance companies and financial institutions have […] [...]

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  • 06 July 2020
  • Latest News

Complyport CEO, Paul Grainger, Talks On LBC News About Brexit

Speaking with LBC News journalist Phillip Chrysikos Paul Grainger CEO of Complyport underlined that the UK economy is facing a hard Brexit on 31 December 2020.   For firms that trade […] [...]

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  • 02 July 202002 November 2022
  • Latest News

Financial Services Brexit Update – Hard Brexit On The Horizon

The UK financial services industry is now headed for a “Hard Brexit” on the 31 December 2020 following the UK Government decision not to request an extension to the Transitional […] [...]

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  • 04 April 201921 October 2020
  • Latest News

Brexit — The Temporary Permissions Regime (“TPR”) — A Reminder

In the event of a no-deal Brexit, reciprocal market access would no longer be available through the passporting arrangements between the EU and the UK for firms and investment funds. […] [...]

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  • 04 April 201921 October 2020
  • Latest News

Brexit — FCA Statement on share trading obligations

The FCA has issued the following statement in response to ESMA’s statement of share trading obligations under MiFID II: “The EU MiFID II and on-shored UK MiFID regimes both have […] [...]

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  • 04 April 201921 October 2020
  • Latest News

Brexit — PRA and FCA agree Memorandum of Understanding with the European Banking Authority

The Prudential Regulation Authority, the Financial Conduct Authority (FCA) and European Banking Authority (EBA) have announced that they have agreed a template Memorandum of Understanding (MoU). The template sets out […] [...]

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  • 04 April 201921 October 2020
  • Latest News

Brexit — FCA statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without a transition period

Following ESMA’s statement clarifying its approach to aspects of the MiFID position limits regime, post-trade transparency requirements, derivatives trading obligations and benchmarks regulation, the FCA has published a statement setting […] [...]

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  • 04 April 201921 October 2020
  • Latest News

Brexit — FCA to introduce UK Benchmarks Register

The FCA has said that in its plans to prepare for a range of outcomes in relation to Brexit, including the UK leaving the EU without a transition period, it […] [...]

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  • 07 March 201921 October 2020
  • Latest News

FCA releases updated guidance on EU departure preparations

The FCA has published updated information to help support regulated firms in finalising their preparations for the UK leaving the EU. The FCA is urging firms to ensure they are […] [...]

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  • 07 March 201921 October 2020
  • Latest News

FCA Brexit Briefings

The FCA is hosting two briefings for regulated firms in preparation for Brexit. These are taking place in London and Edinburgh with live webcasts being shown. Details of how to […] [...]

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  • 07 March 201921 October 2020
  • Latest News

FCA Brexit Policy Statement and Transitional Directions

The FCA has agreed MoUs with ESMA and EU regulators. The FCA has published Policy Statement 19/5 (PS19/5) in which it gives feedback to various consultation papers in relation to […] [...]

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  • 07 March 201921 October 2020
  • Latest News

FCA Statements of Policy on the operation of the MiFID transparency regime

The MiFID transparency regime uses trading data from the UK and the EU. It currently operates by ESMA validating data on trading across the EU and performing various calculations to […] [...]

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  • 28 February 201921 October 2020
  • Latest News

Is the UK’s Financial Services sector set for an upswing in complaints, claims and legal action?

by Simon Chapman — Associate Director, Head of Retail Services As the UK seemingly stumbles towards its exit from the EU, questions are being raised about how this will impact […] [...]

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  • 08 February 201921 October 2020
  • Latest News

ESMA sets out use of UK Data in ESMA databases under a No-Deal Brexit

On 5 February 2019, ESMA published a statement on the use of UK data in ESMA databases and the performance of MiFID II calculations under a no-deal Brexit. ESMA’s statement […] [...]

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  • 08 February 201921 October 2020
  • Latest News

Brexit — FCA’s expectations of firms

The Treasury has published legislation to give the UK financial regulators the power to make transitional provisions connected to changes to financial services legislation. If the UK leaves the EU […] [...]

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  • 14 January 201921 October 2020
  • Latest News

ESMA tells firms to provide clients with information on the implications of Brexit

ESMA issued a statement on 19 December 2018 to remind firms providing investment services of their obligations to provide clients with information on the implications of the United Kingdom’s withdrawal […] [...]

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  • 14 January 201921 October 2020
  • Latest News

ESMA is ready to review UK CCPs and CSDs recognition applications for a No-Deal Brexit scenario

ESMA published a Public Statement on 19 December 2018 to clarify its plans for the recognition of Central Counterparties established in the United Kingdom (“UK CCPs”) as Third Country CCPs […] [...]

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INSIGHTS & EXPERTISE

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The Regulatory Gateway for Financial Promotions is Here

  • Navigating KYC Challenges in 2024: Insights from the Q&A Session

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Navigating KYC Challenges in 2024: Insights from the Q&A Session

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Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024

  • Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024

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Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024

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