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The Financial Services Contracts Regime

The UK Government has published draft legislation for the Financial Services Contracts Regime (“FSCR”). If the UK leaves the EU without a withdrawal agreement, the FSCR will enable firms who […] [...]

Complyport Brexit Update

On 25 November 2018, the EU Council of Ministers met in Brussels and agreed to the draft UK Withdrawal Agreement. The draft Withdrawal Agreement must now be ratified by the […] [...]

Brexit: The Temporary Permissions Regime

The Temporary Permissions Regime (“TPR”) will enable relevant firms and funds which passport into the UK to continue operating in the UK if the passporting regime comes to an end […] [...]

Maintaining Market Confidence – An Update on Brexit

Nausicca Delfas, Executive Director delivered a speech concerning the preparations being taken by the FCA prior to Brexit. Key points to note from the speech include: In line with the […] [...]

Amendment to Level 2 requirements on depsoitaries of AIFS and UCITS

Two new regulations have been published amending the current Level 2 requirements on depositaries of Alternative Investment Funds (“AIFs”) and Undertakings for Collective Investments in Transferable Securities (“UCITS”) schemes. The […] [...]

Brexit — HM Treasury publishes draft Statutory Instrument — MiFID

The European Union (Withdrawal) Act 2018 (EUWA) repeals the European Communities Act 1972 on the day the UK leaves the EU and converts into UK domestic law the existing body […] [...]

FCA consults on its approach ahead of UK’s exit from the EU

On 10th October 2018, the FCA published two consultation papers setting out is proposals in the event the UK leaves the EU on 29 March 2019 without an implementation period. […] [...]

FCA’s approach to Brexit – Speech 19 July 2018

The Financial Conduct Authority (“FCA”) has been steadily building up their International Division to ensure they can drive forward the policy and deliver the work that is required, after Brexit, […] [...]

FCA releases near final rules on SM&CR for FCA regulated firms.

On 4 July 2018, the Financial Conduct Authority (“FCA”) released ‘The Senior Managers and Certification Regime: Guide for FCA solo-regulated firms’ on the extension of the Senior Managers and Certification […] [...]

Financial services legislation after Brexit – announcements from HMT and FCA

The government have set out their approach to financial services legislation after Brexit under the European Union (Withdrawal) Act (“EUWA”), which forms part of the wider work the government is […] [...]

FCA Asset Management Conference – Insights

On 12 June, London’s Queen Elizabeth II Centre was home to the FCA Asset Management Conference 2018. The conference began with a keynote speech by Andrew Bailey, the Chief Executive […] [...]

Data Protection Act 2018

Of relevance to: All regulated firms Key dates: Royal Assent 23 May 2018 The Data Protection Act 2018 replaces the Data Protection Act 1998 and provides a comprehensive legal framework […] [...]

Sanctions and Anti-Money Laundering Act 2018

Of relevance to: All regulated firms Key date: Royal Assent 23 May 2018 The Sanctions and Anti-Money Laundering Act 2018 received Royal Assent on 23 May 2018, creating a new […] [...]

ESMA provides one-stop company portal

Of relevance to: All financial service providers authorised within the EU Investors seeking information on whether a financial service provider is authorised within the European Union (“EU”) will now be […] [...]

FCA publishes its Business Plan for 2018/19

Of relevance to: All firms The Financial Conduct Authority (“FCA”) has set out its key priorities for the coming year in its Business Plan for 2018/19, along with its […] [...]

Brexit: Draft UK EU Withdrawal Agreement

Of relevance to: All firms in the UK’s financial services sector Key date: 29 March 2019 The Draft Agreement on the withdrawal of the United Kingdom of Great Britain and […] [...]

Brexit: FCA Survey for EEA inbound passported firms

Of relevance to: All firms solely regulated by the FCA that passport into the UK (either via a branch or on a cross-border services basis) or market funds in the […] [...]

Brexit: EC notices issued stating potential consequences relating to UCITS, MiFID and AIFMD

Of relevance to: All firms involved in Asset Management and Markets in Financial Instruments Key date: 30 March 2019 The UK will become a ‘third country’ (being a country that […] [...]

Event: Brexit Briefing and Book Launch

Complyport CEO, Paul Grainger has contributed to a newly published book ‘Doing Business After Brexit’. The book is a Practical Guide to the Legal Issues facing businesses as a result […] [...]

Tag: Brexit

The Financial Services Contracts Regime

Complyport Brexit Update

Brexit: The Temporary Permissions Regime

Maintaining Market Confidence – An Update on Brexit

Amendment to Level 2 requirements on depsoitaries of AIFS and UCITS

Brexit — HM Treasury publishes draft Statutory Instrument — MiFID

FCA consults on its approach ahead of UK’s exit from the EU

FCA’s approach to Brexit – Speech 19 July 2018

FCA releases near final rules on SM&CR for FCA regulated firms.

Financial services legislation after Brexit – announcements from HMT and FCA

FCA Asset Management Conference – Insights

Sanctions and Anti-Money Laundering Act 2018

ESMA provides one-stop company portal

FCA publishes its Business Plan for 2018/19

Brexit: Draft UK EU Withdrawal Agreement

Brexit: FCA Survey for EEA inbound passported firms

Brexit: EC notices issued stating potential consequences relating to UCITS, MiFID and AIFMD

Event: Brexit Briefing and Book Launch

INSIGHTS & EXPERTISE

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CISI Scotland Conference 2026

CASS 15 Roundtable Event

Online Training Course: Your MLRO Training Day

Online Training Course: Your MLRO Training Day

Deepfakes, Synthetic IDs & The Limits of AI: Re-engineering UK KYC Operations

Countdown to September 30: Is Your Firm Ready for the FCA Crypto Gateway?

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