logo
Menu
  • About
    • About us
    • Management
    • Our Group
    • Career
      • Work with us
      • Graduate Training Programme
    • Global Reach
    • CSR
  • Sectors
  • Services
    • Authorisations & Applications
      • FCA & PRA Authorisations
      • FCA Interview Preparation
      • FCA Perimeter Guidance
      • FCA Sandbox
      • HMRC Registrations
      • Change in Control
      • Variation of Permission
      • EU & International Authorisations
    • Compliance Support & Advisory
      • AR Monitoring Services
      • Consumer Duty
      • Ongoing Compliance Support
      • Governance, Risk & Compliance
      • SMCR Support Services
      • Retail Financial Services Compliance
      • Financial Promotion Compliance Support
      • Investment Firm Prudential Regime Support
      • Pension Switching & DB Pension Transfers
    • KYC/AML Managed Services
      • Compliance Staff Solutions
      • Outsourced Solutions
      • Remediation Solutions
    • Financial Crime
      • AML Health Checks
      • HMRC Supervision
      • AML Policies, Procedures & Controls
      • Financial Crime Assurance Review
      • BWRA Support
      • Rep-Crim
      • KYC/CDD/EDD
      • AML Training
      • Annual Retainer
      • Sanctions Framework Review
    • Internal Audit & Health Checks
      • Compliance Health Checks
      • Thematic Reviews
    • Skilled Person s166 & Expert Witness
      • Expert Witness
      • Skilled Person Reviews & Regulatory Investigations (Section 166)
    • Compliance Resourcing
      • Compliance Resourcing Solutions
      • DPO Support As a Service
    • Operational Resilience
      • FCA Operational Resilience Policy (PS21/3)
      • IT and Cybersecurity Audit
      • REP018 Operational & Security Risk Report
      • SOC 2 Compliance
      • DORA
    • Prudential & Regulatory Reporting
      • Risk Management Consulting
      • Prudential Advice & Support
      • MIFIDPRU 8 Disclosures Support
      • ICARA Support Services
      • IFPR
      • AIFMD Reporting
      • RegData Support Services
    • Insurance Advisory
    • Trade and Transaction Reporting Solutions
      • EMIR, MiFIR & SFTR Transaction Reporting
      • EMIR, MiFIR & SFTR Advisory Support
    • ESG Services
    • Digital & Operational Transformation Consulting
    • Training
      • Executive Training
      • MLRO Training
      • FCA Interview Preparation
      • eLearning Platform
  • Technology
    • ViCA
    • ComplyPortal
    • MAP FinTech
    • Compliance Monitoring & Learning Solution (CLMS)
  • Resources
    • Insights & Articles
    • Upcoming Webinars & Events
    • Webinars on Demand
    • Library
  • Contact
Menu
  • Search
Get a Quote
logo
Menu
  • About
    • About us
    • Management
    • Our Group
    • Career
      • Work with us
      • Graduate Training Programme
    • Global Reach
    • CSR
  • Sectors
  • Services
    • Authorisations & Applications
      • FCA & PRA Authorisations
      • FCA Interview Preparation
      • FCA Perimeter Guidance
      • FCA Sandbox
      • HMRC Registrations
      • Change in Control
      • Variation of Permission
      • EU & International Authorisations
    • Compliance Support & Advisory
      • AR Monitoring Services
      • Consumer Duty
      • Ongoing Compliance Support
      • Governance, Risk & Compliance
      • SMCR Support Services
      • Retail Financial Services Compliance
      • Financial Promotion Compliance Support
      • Investment Firm Prudential Regime Support
      • Pension Switching & DB Pension Transfers
    • KYC/AML Managed Services
      • Compliance Staff Solutions
      • Outsourced Solutions
      • Remediation Solutions
    • Financial Crime
      • AML Health Checks
      • HMRC Supervision
      • AML Policies, Procedures & Controls
      • Financial Crime Assurance Review
      • BWRA Support
      • Rep-Crim
      • KYC/CDD/EDD
      • AML Training
      • Annual Retainer
      • Sanctions Framework Review
    • Internal Audit & Health Checks
      • Compliance Health Checks
      • Thematic Reviews
    • Skilled Person s166 & Expert Witness
      • Expert Witness
      • Skilled Person Reviews & Regulatory Investigations (Section 166)
    • Compliance Resourcing
      • Compliance Resourcing Solutions
      • DPO Support As a Service
    • Operational Resilience
      • FCA Operational Resilience Policy (PS21/3)
      • IT and Cybersecurity Audit
      • REP018 Operational & Security Risk Report
      • SOC 2 Compliance
      • DORA
    • Prudential & Regulatory Reporting
      • Risk Management Consulting
      • Prudential Advice & Support
      • MIFIDPRU 8 Disclosures Support
      • ICARA Support Services
      • IFPR
      • AIFMD Reporting
      • RegData Support Services
    • Insurance Advisory
    • Trade and Transaction Reporting Solutions
      • EMIR, MiFIR & SFTR Transaction Reporting
      • EMIR, MiFIR & SFTR Advisory Support
    • ESG Services
    • Digital & Operational Transformation Consulting
    • Training
      • Executive Training
      • MLRO Training
      • FCA Interview Preparation
      • eLearning Platform
  • Technology
    • ViCA
    • ComplyPortal
    • MAP FinTech
    • Compliance Monitoring & Learning Solution (CLMS)
  • Resources
    • Insights & Articles
    • Upcoming Webinars & Events
    • Webinars on Demand
    • Library
  • Contact
Get a Quote
Menu
  • Search

Tag: Capital Requirements

Complyport UK Consultancy Service > Capital Requirements
  • 09 November 201127 October 2016
  • Latest News

CRD 3: Final Rules

PS11/12 – “Strengthening Capital Standards 3” – includes the final rules to implement CRD 3. The rules largely concern BIPRU 7 (Market Risk) and BIPRU 9 (Securitisation) and are unlikely […] [...]

Read More
  • 13 January 201114 March 2017
  • Latest News

Large Exposures

A reminder to firms that the large exposures regime no longer applies to BIPRU limited licence/activity firms-see BIPRU 10.1.1R and Regulatory Roundup 19 for details. Firms that are still subject […] [...]

Read More
  • 01 October 201015 March 2017
  • Latest News

Capital Planning Buffers

For the avoidance of doubt, this will only be of relevance to BIPRU firms. Regulatory Roundup 6 advised that the FSA had published CP09/30 – “Capital Planning Buffers” – concerning […] [...]

Read More
  • 09 August 201011 May 2017
  • Latest News

Strengthening Capital

Regulatory Roundup #6 contained an article on CP09/29 – ‘Strengthening Capital Standards 3’, which contained proposals for implementing changes to the Capital Requirements Directive (‘CRD’). Of interest to the majority […] [...]

Read More
  • 02 June 201015 June 2017
  • Latest News

Stress Testing

Although Christmas seems a long way off, relevant BIPRU firms may wish to ensure that they are on track to meet the reverse stress testing requirements that come into force […] [...]

Read More
  • 15 April 201028 June 2017
  • Latest News

Quarterly Consultation (CP10/10)

The FSA has released a 122 page bumper edition of the latest Quarterly Consultation (CP10/10). Proposed changes in SUP include a rewording to SUP 10 Annex1 (FAQs) so removing the […] [...]

Read More
  • 12 March 201022 June 2018
  • Latest News

ICAAP Submissions

The FSA has issued a paper setting out its observations on ICAAP submissions that have been submitted by Limited Licence firms. Areas commented on include: Lack of clarity in terms […] [...]

Read More
  • 18 December 200926 July 2017
  • Latest News

Give me strength

It has been a few weeks now since we last had a paper on prudential matters from the FSA so it was good to see that three new papers have […] [...]

Read More
  • 18 December 200926 July 2017
  • Latest News

Stressed

And third, and finally, we have PS09/20 “Stress and Scenario Testing Feedback on CP08/24 and final rules”. This CP is actually linked to CP03/30 (‘Buffers’),as both emanate from CP08/24 (“Stress […] [...]

Read More
  • 18 December 200926 July 2017
  • Latest News

Buffers

And following hard on the heels of CP09/29 we have CP09/30 – “Capital Planning Buffers” – which is mercifully 300 pages or so shorter. A ‘capital planning buffer’ relates to […] [...]

Read More

  • 1
  • 2

INSIGHTS & EXPERTISE

Proactive monitoring and assessment of international Regulatory News and Industry Developments.
  • The Regulatory Gateway for Financial Promotions is Here

toparrow

The Regulatory Gateway for Financial Promotions is Here

  • Navigating KYC Challenges in 2024: Insights from the Q&A Session

toparrow

Navigating KYC Challenges in 2024: Insights from the Q&A Session

  • Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024

toparrow

Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024

  • Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024

toparrow

Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024

NEWS & EVENTS

Webinar: Beyond Compliance: What the 2025 Consumer Duty Report Tells Us

Webinar: Unlocking the Power of ViCA, Your AI-Powered Virtual Compliance Assistant

Online Training Course: Your MLRO Training Day

Webinar: Navigating the IFPR Impact: Good and Poor Practices Observed

In-Person Training Course: Your MLRO Training Day

In-Person Training Course: Your MLRO Training Day

logo
Established in 2001, Complyport combines former regulators, industry practitioners and legally qualified individuals to offer our clients an unparalleled, professional team.

Subscribe for Exclusive Regulatory News and Updates

Please enable JavaScript in your browser to complete this form.
Loading
Menu
  • About
    • About us
    • Management
    • Our Group
    • Career
      • Work with us
      • Graduate Training Programme
    • Global Reach
    • CSR
  • Sectors
  • Services
    • Authorisations & Applications
      • FCA & PRA Authorisations
      • FCA Interview Preparation
      • FCA Perimeter Guidance
      • FCA Sandbox
      • HMRC Registrations
      • Change in Control
      • Variation of Permission
      • EU & International Authorisations
    • Compliance Support & Advisory
      • AR Monitoring Services
      • Consumer Duty
      • Ongoing Compliance Support
      • Governance, Risk & Compliance
      • SMCR Support Services
      • Retail Financial Services Compliance
      • Financial Promotion Compliance Support
      • Investment Firm Prudential Regime Support
      • Pension Switching & DB Pension Transfers
    • KYC/AML Managed Services
      • Compliance Staff Solutions
      • Outsourced Solutions
      • Remediation Solutions
    • Financial Crime
      • AML Health Checks
      • HMRC Supervision
      • AML Policies, Procedures & Controls
      • Financial Crime Assurance Review
      • BWRA Support
      • Rep-Crim
      • KYC/CDD/EDD
      • AML Training
      • Annual Retainer
      • Sanctions Framework Review
    • Internal Audit & Health Checks
      • Compliance Health Checks
      • Thematic Reviews
    • Skilled Person s166 & Expert Witness
      • Expert Witness
      • Skilled Person Reviews & Regulatory Investigations (Section 166)
    • Compliance Resourcing
      • Compliance Resourcing Solutions
      • DPO Support As a Service
    • Operational Resilience
      • FCA Operational Resilience Policy (PS21/3)
      • IT and Cybersecurity Audit
      • REP018 Operational & Security Risk Report
      • SOC 2 Compliance
      • DORA
    • Prudential & Regulatory Reporting
      • Risk Management Consulting
      • Prudential Advice & Support
      • MIFIDPRU 8 Disclosures Support
      • ICARA Support Services
      • IFPR
      • AIFMD Reporting
      • RegData Support Services
    • Insurance Advisory
    • Trade and Transaction Reporting Solutions
      • EMIR, MiFIR & SFTR Transaction Reporting
      • EMIR, MiFIR & SFTR Advisory Support
    • ESG Services
    • Digital & Operational Transformation Consulting
    • Training
      • Executive Training
      • MLRO Training
      • FCA Interview Preparation
      • eLearning Platform
  • Technology
    • ViCA
    • ComplyPortal
    • MAP FinTech
    • Compliance Monitoring & Learning Solution (CLMS)
  • Resources
    • Insights & Articles
    • Upcoming Webinars & Events
    • Webinars on Demand
    • Library
  • Contact
Menu
  • Terms and Conditions
  • Client Disclosures
  • Anti-Slavery Policy
  • CSR and ESG Policy
  • Privacy Policy
  • Cookie Policy

Member of:

apcc-41x48-1-1

Accredited by:

fsqs-logo-1-1
cyberessentials_certification-mark_colour-1-1
logo
Established in 2001, Complyport combines former regulators, industry practitioners and legally qualified individuals to offer our clients an unparalleled, professional team.

Member of:

apcc-41x48-1-1

Accredited by:

fsqs-logo-1-1
cyberessentials_certification-mark_colour-1-1
Menu
  • About
    • About us
    • Management
    • Our Group
    • Career
      • Work with us
      • Graduate Training Programme
    • Global Reach
    • CSR
  • Sectors
  • Services
    • Authorisations & Applications
      • FCA & PRA Authorisations
      • FCA Interview Preparation
      • FCA Perimeter Guidance
      • FCA Sandbox
      • HMRC Registrations
      • Change in Control
      • Variation of Permission
      • EU & International Authorisations
    • Compliance Support & Advisory
      • AR Monitoring Services
      • Consumer Duty
      • Ongoing Compliance Support
      • Governance, Risk & Compliance
      • SMCR Support Services
      • Retail Financial Services Compliance
      • Financial Promotion Compliance Support
      • Investment Firm Prudential Regime Support
      • Pension Switching & DB Pension Transfers
    • KYC/AML Managed Services
      • Compliance Staff Solutions
      • Outsourced Solutions
      • Remediation Solutions
    • Financial Crime
      • AML Health Checks
      • HMRC Supervision
      • AML Policies, Procedures & Controls
      • Financial Crime Assurance Review
      • BWRA Support
      • Rep-Crim
      • KYC/CDD/EDD
      • AML Training
      • Annual Retainer
      • Sanctions Framework Review
    • Internal Audit & Health Checks
      • Compliance Health Checks
      • Thematic Reviews
    • Skilled Person s166 & Expert Witness
      • Expert Witness
      • Skilled Person Reviews & Regulatory Investigations (Section 166)
    • Compliance Resourcing
      • Compliance Resourcing Solutions
      • DPO Support As a Service
    • Operational Resilience
      • FCA Operational Resilience Policy (PS21/3)
      • IT and Cybersecurity Audit
      • REP018 Operational & Security Risk Report
      • SOC 2 Compliance
      • DORA
    • Prudential & Regulatory Reporting
      • Risk Management Consulting
      • Prudential Advice & Support
      • MIFIDPRU 8 Disclosures Support
      • ICARA Support Services
      • IFPR
      • AIFMD Reporting
      • RegData Support Services
    • Insurance Advisory
    • Trade and Transaction Reporting Solutions
      • EMIR, MiFIR & SFTR Transaction Reporting
      • EMIR, MiFIR & SFTR Advisory Support
    • ESG Services
    • Digital & Operational Transformation Consulting
    • Training
      • Executive Training
      • MLRO Training
      • FCA Interview Preparation
      • eLearning Platform
  • Technology
    • ViCA
    • ComplyPortal
    • MAP FinTech
    • Compliance Monitoring & Learning Solution (CLMS)
  • Resources
    • Insights & Articles
    • Upcoming Webinars & Events
    • Webinars on Demand
    • Library
  • Contact
Menu
  • Terms and Conditions
  • Client Disclosures
  • Anti-Slavery Policy
  • CSR and ESG Policy
  • Privacy Policy
  • Cookie Policy

Global Offices

Complyport (UK)

34 Lime Street
London
EC3M 7AT
United Kingdom
+44 (0)20 7399 4980
info@complyport.co.uk

Complyport (UAE)

Emirates Financial Towers
South Tower
Level 3, Office 308
DIFC, Dubai
United Arab Emirates
info@ae.complyport.com

Complyport (EU)

2 Diagorou
ERA House
Ground Floor, 1097
Nicosia
Cyprus
info@cy.complyport.com

Connect With Us

© Complyport 2025 | All Rights Reserved.