FCA Regulatory Applications - Complyport UK Consultancy Service

Adapting FCA Market Watch 84 for Stronger Reporting and Compliance

The Financial Conduct Authority’s (FCA) latest Market Watch 84 is more than a routine regulatory bulletin. It signals intensifying scrutiny of data quality, vendor oversight, change-management and omissions in derivative […] [...]

Empowering Financial Services: The Strategic Alliance of Principals and Appointed Representatives

In the dynamic landscape of financial services, the role of Appointed Representatives (“ARs”) has been pivotal in extending the reach of regulated activities without the need for direct authorisation. However, […] [...]

Navigating Regulatory Compliance for Payment Service Providers: Becoming a Payment Institution or Electronic Money Institution

In today’s rapidly evolving financial landscape, Payment Service Providers (PSPs) such as payment Institutions (PIs) and Electronic Money Institutions (EMIs) have emerged as pivotal players, facilitating seamless and efficient electronic […] [...]

Tag: FCA Regulatory Applications

Adapting FCA Market Watch 84 for Stronger Reporting and Compliance

Empowering Financial Services: The Strategic Alliance of Principals and Appointed Representatives

Navigating Regulatory Compliance for Payment Service Providers: Becoming a Payment Institution or Electronic Money Institution

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