Financial Promotions - Complyport UK Consultancy Service

FCA Sets out its Agenda for the Asset Management Sector in 2024/25

In a speech addressed to the asset management sector on 23 May 2024, Ashley Alder, Chair of the Financial Conduct Authority (“FCA”) outlined the FCA’s agenda. The speech comes seven […] [...]

FCA trading apps review over gaming concerns

On 20th June 2024, the FCA published a press release presenting the results of its experiment, testing the effect of Digital Engagement Practices (DEPs) used by trading apps on consumer […] [...]

Financial Promotions on Social Media

Social media is increasingly becoming central to our lives, with different platforms being used for differing purposes. However, it is important for firms and individuals on these platforms to remember […] [...]

Case Update: ‘Finfluencers’ charged for promoting unauthorised investment scheme plead NOT guilty

On 16 May 2024, the Financial Conduct Authority (“FCA”) brought charges against nine social media influencers in an unprecedented case. On 13 June 2024, at Westminster Magistrates’ Court, three out […] [...]

The Regulatory Gateway for Financial Promotions is Here

The Financial Services and Markets Act 2023 (FSMA 2023) introduces a new regulatory mechanism, the Regulatory Gateway, for the endorsement of financial promotions by unauthorised firms. FSMA 2023 modifies section […] [...]

Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024

As we approach February 2024, we would like to take this moment to remind you that the Financial Promotions Gateway regime Financial Promotions Gateway regime will start to be applied […] [...]

Compliance with the FCA’s Cryptoasset Promotions Regime

October 2023 has been a very busy month for the FCA in terms of crypto asset regulation. In case you missed them, these were some of the most important FCA […] [...]

Cryptoassets to Be Subject to FCA’s Financial Promotions Regime

In the rapidly evolving world of cryptoassets, staying on the right side of the law is paramount. If you’re a cryptoasset firm operating in the UK or marketing […] [...]

Navigating the New FCA Regulations: How Complyport Supports Cryptoasset Firms in Achieving Compliance

The landscape of cryptoassets is ever-evolving, and with it, so are the regulatory requirements. Effective from 8 October 2023, the Financial Conduct Authority (FCA) is implementing a series of stringent […] [...]

Consumer Duty Changes: Strengthening The FCA’s Financial Promotion Rules

In our February 2022 article on the FCA’s PS22/10, we examined the importance that the FCA was expected to place on addressing the risk of harm posed to consumers investing […] [...]

How Compliant are your Financial Promotions?

With services from trading apps to cryptoassets being promoted anywhere from YouTube to the sides of London buses, it is no surprise that the Financial Conduct Authority (FCA) recently published […] [...]

CP22/2 – FCA to Strengthen Financial Promotions Rules to Protect Consumers

The pandemic and the changing investment environment have exacerbated the proportion of consumers holding high-risk investments due to long-term social and economic factors and the distribution of promotions to a […] [...]

FCA change of London address

Of relevance to: All firms regulated by the FCA Key date: From June 2018 – update websites, literature, documentation Over the summer of 2018, the London offices of the Financial […] [...]

Tag: Financial Promotions

FCA Sets out its Agenda for the Asset Management Sector in 2024/25

FCA trading apps review over gaming concerns

Financial Promotions on Social Media

Case Update: ‘Finfluencers’ charged for promoting unauthorised investment scheme plead NOT guilty

The Regulatory Gateway for Financial Promotions is Here

Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024

Compliance with the FCA’s Cryptoasset Promotions Regime

Cryptoassets to Be Subject to FCA’s Financial Promotions Regime

Navigating the New FCA Regulations: How Complyport Supports Cryptoasset Firms in Achieving Compliance

Consumer Duty Changes: Strengthening The FCA’s Financial Promotion Rules

How Compliant are your Financial Promotions?

CP22/2 – FCA to Strengthen Financial Promotions Rules to Protect Consumers

FCA change of London address

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