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How the FCA’s Mills Review Reframes Financial Crime Risk in an AI-Driven Market

The FCA has published the Mills Review, an independent review led by Sheldon Mills examining how advances in AI could transform UK retail financial services by 2030. Among its four “system […] [...]

What the FCA’s New Crypto Application Form Tells Us About the Future of UK Crypto Regulation

The Financial Conduct Authority (FCA) has published its FSMA Crypto Application Form, providing the clearest indication yet of what firms should expect when applying for authorisation under the UK’s new cryptoasset regulatory regime. While the Application Form itself is […] [...]

Key Findings from the FCA’s Insurance Financial Crime Review and What Firms Should Do Next

The Financial Conduct Authority (FCA) has published the findings of its multi-firm review into the design of financial crime systems and controls across large insurance firms. The review provides valuable insight into how insurers are […] [...]

How AI, Data Sharing and Crypto are Reshaping AML in 2026

The financial crime landscape is shifting rapidly. Firms are facing more sophisticated fraud, evolving regulatory expectations and the rapid growth of digital assets. These pressures are making 2026 a pivotal year […] [...]

Regulatory Initiatives Grid: December 2025

The December 2025 Regulatory Initiatives Grid, published by the Financial Services Regulatory Initiatives Forum, sets out the two-year regulatory pipeline for the UK financial services sector. The Grid features 124 live initiatives, coordinated across nine regulatory […] [...]

FS25/6: MCA – Mortgage Rule Review – Feedback & Roadmap

The FCA has published FS25/6: Mortgage Rule Review: Feedback to DP25/2 and Roadmap. The Mortgage Rule Review aims to modernise and simplify rules, support sustainable homeownership, widen access to mortgages, enhance laterlife lending, and futureproof […] [...]

Six Months to Strengthen Safeguarding: What Payment Firms Must Do Before the FCA Deadline

With just six months remaining until the Financial Conduct Authority’s (FCA) strengthened safeguarding rules come into force under Policy Statement PS25/12: “Changes to the Safeguarding Regime for Payments and E-Money Firms” […] [...]

FCA 2025/60 Tackling NonFinancial Misconduct (CP25/18 and PS25/23)

The FCA’s Instrument FCA 2025/60 implements changes arising from CP25/18: Tackling non-financial misconduct in financial services and its associated PS25/23: Tackling non-financial misconduct in financial services | FCA, which aim at enhancing conduct expectations across […] [...]

FCA MultiFirm Review: Best Execution in UK Listed Cash Equities – Wholesale Banks

The FCA has published a multifirm review examining best execution by wholesale banks in UK listed cash equities. Eight major banks were assessed against obligations under COBS 11.2A and related governance, monitoring, and […] [...]

FCA Publish CP25/38 – Enhancing Liquidity Risk Management: What UCITS and NURS Managers Need to know

The FCA has published CP25/38: Enhancing fund liquidity risk management to consult on proposals designed to strengthen the liquidity risk management framework for authorised funds, specifically UCITS schemes and Non-UCITS Retail Schemes (NURS). The […] [...]

UK Crypto Regulation Advances

The UK is accelerating the development of its cryptoasset regulatory framework, with the Financial Conduct Authority (“FCA”) granting approval to ClearToken as the first regulated, centralised cryptoasset clearing house, and the Bank of England (“BoE”) launching […] [...]

FCA Engagement Paper: Market Risk Capital Requirements for Investment Firms

The FCA has published an Engagement Paper on the subject of Market risk capital requirements for FCA investment firms examining potential reforms to the market risk capital requirements under the UK’s Investment Firms Prudential […] [...]

Tag: Gap Analysis

How the FCA’s Mills Review Reframes Financial Crime Risk in an AI-Driven Market

What the FCA’s New Crypto Application Form Tells Us About the Future of UK Crypto Regulation

Key Findings from the FCA’s Insurance Financial Crime Review and What Firms Should Do Next

How AI, Data Sharing and Crypto are Reshaping AML in 2026

Regulatory Initiatives Grid: December 2025

FS25/6: MCA – Mortgage Rule Review – Feedback & Roadmap

Six Months to Strengthen Safeguarding: What Payment Firms Must Do Before the FCA Deadline

FCA 2025/60 Tackling NonFinancial Misconduct (CP25/18 and PS25/23)

FCA MultiFirm Review: Best Execution in UK Listed Cash Equities – Wholesale Banks

FCA Publish CP25/38 – Enhancing Liquidity Risk Management: What UCITS and NURS Managers Need to know

UK Crypto Regulation Advances

FCA Engagement Paper: Market Risk Capital Requirements for Investment Firms

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