HM Treasury - Complyport UK Consultancy Service

Due Diligence Demands: Banks Under Increased Compliance Pressure

Banks that have failed to apply even the most minimal of checks when handing out loans will be challenged. That is the message from the British Business Bank which has […] [...]

Mixed Messages: Crypto Developments and Regulatory Caution

The recent call from HM treasury to make the UK “a global cryptoasset technology hub” has sent ripples throughout the financial technology (fintech) industry. However, the Chancellor’s aspirational ‘sales pitch’ […] [...]

Brexit: FCA Survey for EEA inbound passported firms

Of relevance to: All firms solely regulated by the FCA that passport into the UK (either via a branch or on a cross-border services basis) or market funds in the […] [...]

Money Laundering: New Watchdog for Professional Bodies

Of relevance to: All firms for general interest HM Treasury has announced the creation of a new money laundering watchdog that will tackle potential weaknesses in the money laundering supervisory […] [...]

Advising on Investments – Change in Definition

Of relevance to: All regulated firms One of the recommendations in the joint FCA and HM Treasury Financial Advice Market Review (“FAMR”) was to consider amending the definition of regulated […] [...]

Tag: HM Treasury

Due Diligence Demands: Banks Under Increased Compliance Pressure

Mixed Messages: Crypto Developments and Regulatory Caution

Brexit: FCA Survey for EEA inbound passported firms

Money Laundering: New Watchdog for Professional Bodies

Advising on Investments – Change in Definition

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