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Tag: Prudential

Complyport UK Consultancy Service > Prudential
  • 06 December 202406 December 2024
  • Latest News

FCA FG24/5: Prudential Assessment of Acquisitions and Increases in Control

Recently the FCA and PRA presented their findings PS18/24 after a period of consultation, within CP 25/23, regarding prudential assessment of acquisitions and increases in control. The FCA has also […] [...]

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  • 13 February 202423 May 2025
  • Latest News

Prudential Framework Updates from the FCA and PRA

In November 2023 the FCA and PRA published consultation papers reviewing proposed changes to the future prudential expectations of firms. The main objective of these changes is to advance the […] [...]

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  • 08 April 2022
  • Latest News

Complyport Included in FCA’s Skilled Person Panel

Complyport is delighted to announce that it has been included in the Financial Conduct Authority (FCA)’s Skilled Person Panel for Prudential – Adequate Financial Resources for FCA solo-regulated firm. ‘Skilled […] [...]

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  • The Regulatory Gateway for Financial Promotions is Here

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The Regulatory Gateway for Financial Promotions is Here

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Navigating KYC Challenges in 2024: Insights from the Q&A Session

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Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024

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Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024

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