Thematic review - Complyport UK Consultancy Service

Consumer Duty in Product Governance: Fair Value and Good Outcomes for Consumers

The FCA’s Product Oversight and Governance Thematic Review The FCA’s Thematic Review (TR24/2) assesses whether firms in the General Insurance (GI) and Pure Protection (PP) sectors are meeting their obligations […] [...]

Best Execution

Of Relevance to: Investment Managers The FCA has published a statement on its website to the effect that investment managers are (still) failing to ensure effective oversight of best execution. […] [...]

Thematic Review – Trading

Market Watch 49 published on 3 September is devoted to FCA feedback following a thematic review of commodities trading – although there is no reason why the relevance of some […] [...]

Adviser Charging and Services

Results of Thematic Review Following a recent Thematic Review (TR 14/21) the FCA has announced seen evidence of increasing professionalism of the financial advice sector. Disclosure of services and adviser […] [...]

Tag: Thematic review

Consumer Duty in Product Governance: Fair Value and Good Outcomes for Consumers

Best Execution

Thematic Review – Trading

Adviser Charging and Services

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