Webinar On Demand: Consumer Duty Q&A : Expert Insights and Answers
This webinar is now available to view on demand
Our webinar on Consumer Duty The Aftermath was held on November 5th. The webinar is now available on demand, and you can download it by filling out the form. By providing your data you can also access ViCA, our Virtual Compliance Assistant, powered by AI.
This webinar is now available to view on demand
Our webinar on Consumer Duty The Aftermath was held on November 5th, 2024. The webinar is now available on demand, and you can download it by filling out the form. By providing your data you can also access ViCA, our Virtual Compliance Assistant, powered by AI.
Access the Recorded Webinar & vIca
- To access the recorded session, please fill out the above form
- After submission, you will receive a link to the YouTube video
- By completing the form you will also get access to ViCA, our Virtual Compliance Assistance (20-queries for FREE, no Credit Card or Subscription is required to test)
Access Webinar and ViCA by completing this form
Thomas Salmon
Solutions Executive
+44 (0)20 7399 4980
thomas.salmon@complyport.co.uk
Access Webinar and ViCA by completing this form
Webinar AGENDA:
- Exploring when a firm would need expert input, including scenario examples
- Examining how a firm can assess if they need expert input
- Discussing how to prepare for expert intervention
- Identifying a firm’s obligations when dealing with an expert
- Outlining how to follow through with the advice given
Why is important?
Since the introduction of the Consumer Duty regulations, businesses across financial services have had to reassess their practices to ensure they meet higher standards of customer protection and transparency. The new framework focuses on delivering fair value, supporting informed decision-making and improving outcomes for consumers. Organisations now face heightened scrutiny to ensure they are prioritising the needs of their clients, from product development to post-sale interactions. In the aftermath of these changes, firms have been adapting to not only meet the legal requirements but also to cultivate stronger relationships with consumers based on trust, fairness, and accountability. Now that the Consumer Duty regulations are in effect, it’s important to explore the practical impact on businesses, consumers and the wider industry.
Thomas Salmon
Solutions Executive
+44 (0)20 7399 4980
thomas.salmon@complyport.co.uk
Why choose Complyport?
-
Extensive Regulatory Expertise
With over 22 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations. -
Tailored Compliance Solutions
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively. -
Senior-Level Guidance
Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.
-
Comprehensive Service Offering
From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities. -
Client-Centric Approach
We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility. -
Innovative Fintech, Regtech, and AI Solutions
Leveraging cutting-edge fintech, regtech, and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.
Extensive Regulatory Expertise
With over 22 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.
Tailored Compliance Solutions
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.
Senior-Level Guidance
Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.
Comprehensive Service Offering
From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.
Client-Centric Approach
We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility.
Innovative Fintech, Regtech, and AI Solutions
Leveraging cutting-edge fintech, regtech, and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.
