In-Person Training Course With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too […]

Description: Since its implementation, the Investment Firms Prudential Regime (IFPR) has introduced a transformative framework for investment firms in the UK. While many firms have successfully adapted, others have faced […]

Your MLRO Training DayWith regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained […]

Description: Managing a Section 166 remediation while tackling backlog clearing requires a structured, risk-based approach to ensure regulatory compliance and operational efficiency. In this expert-led session, Howard Baxter, Head of […]

Description: As regulatory requirements continue to intensify, professionals across compliance functions, including Compliance Officers, MLROs and Heads of Compliance, are under increasing pressure to stay ahead. ViCA, Complyport’s AI-powered virtual […]

On-demand | Online Watch this webinar to learn more about: What the FCA is now expecting in year two Consumer Duty board reports Common issues identified in year one (e.g. […]

Description: With the FCA’s Consumer Duty now in full effect, firms across the financial services sector are under increasing pressure to demonstrate how they’re delivering good outcomes for consumers. The […]

Description: As regulatory expectations around Know Your Customer (KYC) and Anti-Money Laundering (AML) continue to evolve, many firms are turning to managed services to help meet their obligations efficiently, consistently […]

Your MLRO Training Day With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be […]