Description: In the constantly shifting landscape of Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) regulations, businesses must continually update their operations, systems, and procedures. This is to ensure that organisations are fully compliant with all relevant laws and regulations and avoid severe penalties, including fines, legal action, and reputational damage. An AML Health Check is a […]

In-Person Training Course in London With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance […]

Description: With the FCA's new ESG ‘naming and marketing’ rules in effect as of December 2, 2024, the financial landscape has shifted significantly. Firms are now fully accountable for ensuring that all sustainability-related claims in their product naming, marketing and communications are clear, accurate and not misleading. Not to mention, the FCA’s four-month deadline is […]

Online Training Course With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance Academy (LGCA) […]

Description:The strategic outsourcing of compliance operations has become a compelling approach for businesses grappling with the complexities of regulatory requirements and compliance challenges. Outsourcing presents numerous advantages, including cost savings, access to expertise, enhanced scalability and improved risk management. By delegating compliance tasks to specialised providers, organisations can ensure regulatory compliance and enhance their overall […]

Description: Join us for an exclusive fireside chat on the critical topic of Operational Resilience in the UK financial services sector. As firms across banking, insurance and payments prepare for the upcoming deadline of 31 March 2025, they face new regulatory requirements outlined by the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA). In […]

In-Person Training Course in London With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance […]

Description:In today's rapidly evolving landscape, Emotional Intelligence (EI) and Artificial Intelligence (AI) are becoming increasingly integrated into both our professional and personal lives. While AI excels in processing vast amounts of data, automating tasks, and identifying patterns, it lacks the human qualities of emotional awareness, context understanding, and complex decision-making. On the other hand, EI—comprising […]

In-Person Training Course With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance Academy (LGCA) […]

Description: Since its implementation, the Investment Firms Prudential Regime (IFPR) has introduced a transformative framework for investment firms in the UK. While many firms have successfully adapted, others have faced challenges in meeting compliance requirements. This webinar aims to explore the impact of the IFPR to UK Investment Firms, the good practices that have emerged, […]

Your MLRO Training DayWith regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance […]

Description: Managing a Section 166 remediation while tackling backlog clearing requires a structured, risk-based approach to ensure regulatory compliance and operational efficiency. In this expert-led session, Howard Baxter, Head of KYC Managed Services, will share practical strategies to help firms navigate these challenges effectively. Topics include: In this session we will dive into the topic […]