In-Person Training Course in London With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance […]

Description:In today's rapidly evolving landscape, Emotional Intelligence (EI) and Artificial Intelligence (AI) are becoming increasingly integrated into both our professional and personal lives. While AI excels in processing vast amounts of data, automating tasks, and identifying patterns, it lacks the human qualities of emotional awareness, context understanding, and complex decision-making. On the other hand, EI—comprising […]

In-Person Training Course With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance Academy (LGCA) […]

Description: Since its implementation, the Investment Firms Prudential Regime (IFPR) has introduced a transformative framework for investment firms in the UK. While many firms have successfully adapted, others have faced challenges in meeting compliance requirements. This webinar aims to explore the impact of the IFPR to UK Investment Firms, the good practices that have emerged, […]

Your MLRO Training DayWith regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance […]

Description: Managing a Section 166 remediation while tackling backlog clearing requires a structured, risk-based approach to ensure regulatory compliance and operational efficiency. In this expert-led session, Howard Baxter, Head of KYC Managed Services, will share practical strategies to help firms navigate these challenges effectively. Topics include: In this session we will dive into the topic […]

Description: As regulatory requirements continue to intensify, professionals across compliance functions, including Compliance Officers, MLROs and Heads of Compliance, are under increasing pressure to stay ahead. ViCA, Complyport’s AI-powered virtual compliance assistant, has been developed to meet this need by delivering quick, reliable and expert-backed regulatory support. Powered by artificial intelligence and enriched by over […]

On-demand | Online Watch this webinar to learn more about: What the FCA is now expecting in year two Consumer Duty board reports Common issues identified in year one (e.g. ineffective MI, limited board challenge, poor linkage to outcomes) What “effective oversight and challenge” looks like How to improve your MI to support meaningful reporting […]

Description: With the FCA’s Consumer Duty now in full effect, firms across the financial services sector are under increasing pressure to demonstrate how they’re delivering good outcomes for consumers. The latest Consumer Duty Report provides valuable insight into regulator expectations, industry challenges, and areas of ongoing scrutiny. In this focused 30-minute session, join Simon Chapman […]

Description: As regulatory expectations around Know Your Customer (KYC) and Anti-Money Laundering (AML) continue to evolve, many firms are turning to managed services to help meet their obligations efficiently, consistently and at a scale. With increasing scrunity from regulators and mouting internal resource pressures, outsourcing KYC/AML functions has become a strategic advantage. In this 30-minute […]

Your MLRO Training Day With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & […]