In-Person Training Course With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance Academy (LGCA) […]

Description: Since its implementation, the Investment Firms Prudential Regime (IFPR) has introduced a transformative framework for investment firms in the UK. While many firms have successfully adapted, others have faced challenges in meeting compliance requirements. This webinar aims to explore the impact of the IFPR to UK Investment Firms, the good practices that have emerged, […]

Your MLRO Training DayWith regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance […]

Description: Managing a Section 166 remediation while tackling backlog clearing requires a structured, risk-based approach to ensure regulatory compliance and operational efficiency. In this expert-led session, Howard Baxter, Head of KYC Managed Services, will share practical strategies to help firms navigate these challenges effectively. Topics include: In this session we will dive into the topic […]