Description: Managing a Section 166 remediation while tackling backlog clearing requires a structured, risk-based approach to ensure regulatory compliance and operational efficiency. In this expert-led session, Howard Baxter, Head of KYC Managed Services, will share practical strategies to help firms navigate these challenges effectively. Topics include: In this session we will dive into the topic […]

On-demand | Online Watch this webinar to learn more about: What the FCA is now expecting in year two Consumer Duty board reports Common issues identified in year one (e.g. ineffective MI, limited board challenge, poor linkage to outcomes) What “effective oversight and challenge” looks like How to improve your MI to support meaningful reporting […]