The UK financial services industry is now headed for a “Hard Brexit” on the 31 December 2020 following the UK Government decision not to request an extension to the Transitional
Leading regulatory and compliance expert warns new FCA CEO of the need to grasp immediately the issue facing financial services firms in the UK. The appointment of Nikhil Rathi as
Complyport a leading compliance and regulatory consultancy has warned, business managers, brokers and financial advisers to ensure they are compliant with current changes in regulations that cover loans, credit agreements
Complyport, a leading compliance and regulatory consultancy has warned automotive finance lenders and motor dealerships to ensure they are complying with FCA guidelines on lending and new regulations in the
Complyport a leading compliance and regulatory consultancy has warned mortgage brokers and financial advisers, they should ensure, despite the fact that most are working from home or remotely, that practitioners are
The European Institute of Management and Finance (EIMF) and Complyport join forces in professional education! The European Institute of Management and Finance (EIMF), a highly accredited European education provider specialising
Complyport CEO, Paul Grainger has contributed to a newly published book ‘Doing Business After Brexit’. The book is a Practical Guide to the Legal Issues facing businesses as a result
Regulatory change is rarely welcomed but in reality is far from an unusual event for financial planning firms. In an article published by CISI, Complyport CEO Paul Grainger considers six
Complyport & Alexander Lloyd hosted a breakfast seminar on MiFID II and the Senior Managers Regime with a Governance Risk and Compliance (GRC) perspective. Click here to see slides
Complyport, ComplySci and Intersol Global are thrilled to have partnered for this Whistleblowing webinar on 12 July 2016 Contributed commentary; ComplySci Whistleblowing in 2016 This subject is clearly top of mind for
Webinar: Whistleblowing – A Practical Guide For Compliance Teams Date: 12 July 2016 Time: 14:30 BST REGISTER HERE Much has been talked about whistleblowing recently with the introduction of the
Governance, Risk and Compliance (GRC) is a term that might more accurately be described as “The business issues that ought to keep directors and senior managers awake at night!” Complyport
Complyport won a prestigious award for Customer Support Excellence at the Compliance Register Platinum Awards – the industry equivalent of the Hollywood Oscars. The awards are an annual event and
Complyport is delighted to announce that US Regulation Specialist, Ross Goffi has joined. Ross brings with him a wealth of in-house compliance expertise from various firms including J.P Morgan and Aviva
Following a thematic review of best execution (see Regulatory Roundup 53) the FCA has now published the results of its findings – TR14/13: “Best execution and payment for order flow”.
Complyport has appointed Paul Grainger as CEO replacing Martin Herriot who left the firm in 2013. Paul Grainger takes over from Richard Eagle who has very successfully acted as interim
The Regulatory Gateway for Financial Promotions is Here
Navigating KYC Challenges in 2024: Insights from the Q&A Session
Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024
Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024
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