PRIIPs
Regulation 1286/2014 on the provision of Key Information Documents (KID) for Packaged Retail and Insurance-based Investment Products (PRIIPs) came into force on 29 December 2014 – although it will not […] [...]
Regulation 1286/2014 on the provision of Key Information Documents (KID) for Packaged Retail and Insurance-based Investment Products (PRIIPs) came into force on 29 December 2014 – although it will not […] [...]
With the regulation of consumer credit having come under the wing of the FCA last April, the number of firms that the FCA is responsible for has trebled over the […] [...]
The FCA has published CP14/26 – “Regulatory fees and levies: policy proposals for 2015/16”. As was the case in last year’s CP13/14 (see Regulatory Roundup 52), the purpose of the […] [...]
Complyport is delighted to announce that US Regulation Specialist, Ross Goffi has joined. Ross brings with him a wealth of in-house compliance expertise from various firms including J.P Morgan and Aviva […] [...]
It has been two years since the implementation of the retail distribution review (RDR) and most advisers have by now finalised their fee models and service propositions. Yet the discussion […] [...]
Overview Reflecting the concerns that employees are not saving enough for retirement and where they do save, pension schemes are overly expensive, the package of reforms is aimed at ensuring […] [...]
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