29 March 2017 - Complyport UK Consultancy Service

29 March 201717 August 2017
Dealing and Execution

Best Execution

Of Relevance to: Investment Managers The FCA has published a statement on its website to the effect that investment managers are (still) failing to ensure effective oversight of best execution. […] [...]

29 March 201714 December 2017
Latest News

Advising on Investments – Change in Definition

Of relevance to: All regulated firms One of the recommendations in the joint FCA and HM Treasury Financial Advice Market Review (“FAMR”) was to consider amending the definition of regulated […] [...]

Day: 29 March 2017

Best Execution

Advising on Investments – Change in Definition

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