Our Complyport team congratulates Jan Hagen for taking up the role of Head of Regulatory Business Solutions at our firm! The Regulatory Business Solutions team, provides bespoke as well as […] [...]

Congratulations to Complyport Director, Graham Levi-Samper, for his appointment as the co-chair of the CASS APCC Committee. Graham heads up our specialised CASS support team, providing advice and support to […] [...]

We previously reported on the introduction of the FCA’s policy statement PS22/11: Improvements to the Appointed Representatives regime in August 2022. As we approach 8th December 2022, we will begin […] [...]

With its deadline in January earlier this year, the Investment Firms Prudential Regime (IFPR) has brought in a number of significant changes for FCA authorised firms. The changes, which apply […] [...]

The new Consumer Duty (“The Duty”) has been introduced by the FCA to ensure appropriate standards of care are provided to retail customers. The FCA published its final rules on […] [...]