In today’s ever-changing financial industry, becoming an authorised Alternative Investment Fund Manager (“AIFM”) is a significant achievement that can open new opportunities and is crucial for both operational success and […] [...]
Webinar On Demand: Diversity, EquIty, and Inclusion in Financial Services with ViCA Access This webinar is now available to view on demand Our webinar on Diversity, Equity, and Inclusion in […] [...]
Following the UK’s exit from the European Union (EU) in 2020, European Economic Area (EEA) funds authorised under the UCITS (Undertakings Collective Investment in Transferable Securities) Directive have only been […] [...]
The Financial Conduct Authority (“FCA”) is a regulatory body in the United Kingdom responsible for overseeing the conduct of financial services firms and financial markets to ensure they operate in […] [...]
The Internal Capital Adequacy and Risk Assessment (ICARA) process, introduced by the Investment Firm Prudential Regime on 1st January 2022, is a comprehensive internal capital and risk assessment mechanism for […] [...]
What is FOS? The Financial Ombudsman Service (“FOS”) is a free financial dispute resolution service that Acts as a fair and impartial judge for eligible complainants. These eligible complainants must […] [...]
The Financial Conduct Authority (“FCA”) published consultation paper (“CP”) CP24/6 on 9 April 2024 and has since expanded on its contents on 29 May 2024 with the addition of an […] [...]
With over 1 month until the 31 July 2024 implementation deadline, financial services firms must accelerate their preparations to apply the Consumer Duty to closed products and services. The FCA […] [...]
ViCA.Chat, the Virtual Compliance Assistant powered by AI technology, is set to transform regulatory compliance consulting. Developed by ComplyMAP Group’s AI engineers and Complyport’s compliance consulting teams, ViCA redefines compliance […] [...]
The Financial Conduct Authority (“FCA”) has long been synonymous with the robust regulation of the UK’s financial markets. In its latest release of operating service metrics for Q4 of 2023/24, […] [...]
Introduction to CP24/7 In July 2023, the UK government published findings from the Investment Research Review (“Review”) as part of the Edinburgh Reforms, aimed at boosting research production to stimulate […] [...]
In the dynamic world of financial services, becoming an authorised Electronic Money Institution (“EMI”) or Payment Institution (“PI”) is a transformative step for businesses aiming to grow and innovate. The […] [...]
As of 31st May 2024, all authorised firms must comply with the Anti-Greenwashing Rule enforced by the Financial Conduct Authority (“FCA”). The FCA published its finalised guidance (FG24/3) last month […] [...]
The Regulatory Gateway for Financial Promotions is Here
Navigating KYC Challenges in 2024: Insights from the Q&A Session
Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024
Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024
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