As we approach the second anniversary of the FCA’s Consumer Duty implementation, Complyport hosted a live webinar to discuss how the landscape has evolved, the expectations that now define regulatory […] [...]
The Financial Conduct Authority (FCA) published a pivotal review on smaller asset managers and alternatives firms managing under £1 billion in assets. The message is clear: robust governance, client-centric design […] [...]
Webinar On Demand: Beyond Compliance: Operationalising Consumer Duty Across Your Firm this webinar is now available to view on demand Our webinar ”Beyond Compliance: Operationalising Consumer Duty Across Your Firm” […] [...]
The Financial Conduct Authority (FCA) has launched a crucial consultation CP25/12: Simplifying Insurance Rules that aims at cutting red tape and transforming how insurance firms engage with their regulatory obligations. […] [...]
Webinar On Demand: Unlocking the Power of ViCA, Your AI-Powered Virtual Compliance Assistant this webinar is now available to view on demand Our webinar ”Unlocking the Power of ViCA, […] [...]
What Is the Regulatory Initiatives Grid Dashboard? In the dynamic and highly regulated financial services sector, anticipating and preparing for regulatory changes is paramount. Launched in April 2025, the Financial […] [...]
In a significant breach of cybersecurity, HM Revenue and Customs (HMRC) reported that scammers stole £47 million through a phishing attack targeting the online accounts of approximately 100,000 UK taxpayers. […] [...]
In a bold move to reduce red tape and modernise regulatory oversight, the Financial Conduct Authority (FCA) has published Consultation Paper CP25/8: “Data Decommissioning – Removing Reporting and Notification Requirements.” […] [...]
The Financial Conduct Authority (FCA) has released Consultation Paper CP25/15, setting out proposals for a new prudential framework for cryptoasset firms in the UK. This initiative aims to support the […] [...]
The Financial Conduct Authority (FCA) recently published a multi-firm review of trading apps, also referred as ‘neo-brokers,’ focusing on their business models, product offerings and compliance with regulatory requirements. The […] [...]
The UK’s investment landscape is undergoing significant reform, as the Financial Conduct Authority (FCA) introduces a more flexible regime for the funding of investment research. With the publication of Policy […] [...]
Complyport’s expert UK compliance consultants help financial firms meet FCA requirements, manage regulatory risk, and build robust compliance frameworks through tailored consultancy, regulatory hosting and technology enabled solutions. Introduction In […] [...]
The Regulatory Gateway for Financial Promotions is Here
Navigating KYC Challenges in 2024: Insights from the Q&A Session
Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024
Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024
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