Description:In the constantly shifting landscape of Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) regulations, businesses must continually update their operations, systems, and procedures. This is to ensure that organisations are fully compliant with all relevant laws and regulations and avoid severe penalties, including fines, legal action, and reputational damage.An AML healthcheck is a […]

Join us for an exclusive event with our leading clients and partners in London! We are delighted to invite you to the inaugural series of London Fintech Networking events, hosted by esteemed members of the industry: Complyport, Dukascopy Bank, Fintecor, The Association of Governance, Risk and Compliance and Sends. This invite only event is all about […]

The 3rd Financial Innovation Forum is an elite platform of international industry experts gathered for engaging discussions on the latest developments, trends, best practices, compliance and regulatory considerations in the use of technology, digital advances and innovative solutions. The forum brings together key decision makers and inspirational leaders who have successfully navigated process, product and […]

Description: The Digital Operational Resilience Act (DORA) is a new regulatory framework introduced by the European Union to enhance the digital resilience of financial institutions against a growing landscape of cyber threats and Information and Communications Technology (ICT) disruptions. As financial services increasingly move online, the need for robust protection against cyberattacks, data breaches, and […]

 Online Training Course in London With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance […]

Description: In the complex and ever-evolving landscape of regulatory compliance, expert services are crucial for ensuring that organisations meet their legal obligations effectively. These services include advisory roles, strategic planning, documentation support, and in-depth audits, provided by professionals with specialised knowledge in compliance regulations and industry standards. Engaging with experts helps organisations mitigate risks, avoid […]

Description:Since the introduction of the Consumer Duty regulations, businesses across financial services have had to reassess their practices to ensure they meet higher standards of customer protection and transparency. The new framework focuses on delivering fair value, supporting informed decision-making and improving outcomes for consumers. Organisations now face heightened scrutiny to ensure they are prioritising […]

Details Nicola Christofides, Assistant Director at Complyport, will join a panel discussion for an insightful and empowering webinar focused on the evolving role of women in compliance within the financial services sector. This event will delve into critical topics that shape the experiences and careers of women in this field. Key Discussion Points 1. Equality: […]

Description: In the constantly shifting landscape of Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) regulations, businesses must continually update their operations, systems, and procedures. This is to ensure that organisations are fully compliant with all relevant laws and regulations and avoid severe penalties, including fines, legal action, and reputational damage. An AML Health Check is a […]

In-Person Training Course in London With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML? Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance […]

Description: With the FCA's new ESG ‘naming and marketing’ rules in effect as of December 2, 2024, the financial landscape has shifted significantly. Firms are now fully accountable for ensuring that all sustainability-related claims in their product naming, marketing and communications are clear, accurate and not misleading. Not to mention, the FCA’s four-month deadline is […]