Authorisations - Complyport UK Consultancy Service

Why Financial Preparedness Matters for FCA Authorisation

Seeking FCA authorisation is a pivotal moment for any firm operating in regulated financial services. But too many firms stall or are delayed due to sloppy, incomplete or inconsistent financial […] [...]

Authorisation Made Simple: FCA’s Guide to Good vs Poor Practice

When applying for an authorisation with the Financial Conduct Authority (“FCA”), the quality of your application determines whether you move swiftly towards approval or face repeated scrutiny and costly delays. […] [...]

Authorisation and Registration Applications: Good Practice and Areas for Improvement

On 12 September 2025, the Financial Conduct Authority (FCA) published a review of its authorisation and registration application process titled “Authorisation and registration applications: Good practice and areas for improvement”. […] [...]

The FCA’s UK Presence Requirement for International Firms

The Financial Conduct Authority (FCA) operates one of the most open and internationally engaged financial regulatory regimes. However, for overseas firms wishing to service UK clients, this openness comes with […] [...]

FCA Introduces Faster Authorisation Timelines to Support Growth

The Financial Conduct Authority (FCA) has announced a bold initiative to accelerate approvals for new firms and regulatory variations, designed to fuel growth, support innovation and maintain the UK’s position […] [...]

How to Get FCA Authorised: A Step-by-Step Guide

If you are planning to launch a financial services business in the UK, whether it is a payments firm, investment adviser, e-money institution, or cryptoasset service provider, obtaining authorisation from […] [...]

Strengthening Oversight in Consumer Credit: What You Need to Know About FCA PS25/3

Since the introduction of regulatory reporting requirements in 2014, consumer credit firms have been obligated to submit periodic returns to the Financial Conduct Authority (“FCA”), offering aggregated insights into their […] [...]

FCA’s Authorisation Excellence: A Beacon of Efficiency and Transparency

The Financial Conduct Authority (“FCA”) has long been synonymous with the robust regulation of the UK’s financial markets. In its latest release of operating service metrics for Q4 of 2023/24, […] [...]

Embarking on the Journey to FCA Authorisation: Your Guide to E-Money and Payment Institution Licensing

In the dynamic world of financial services, becoming an authorised Electronic Money Institution (“EMI”) or Payment Institution (“PI”) is a transformative step for businesses aiming to grow and innovate. The […] [...]

Empowering Financial Services: The Strategic Alliance of Principals and Appointed Representatives

In the dynamic landscape of financial services, the role of Appointed Representatives (“ARs”) has been pivotal in extending the reach of regulated activities without the need for direct authorisation. However, […] [...]

The Regulatory Gateway for Financial Promotions is Here

The Financial Services and Markets Act 2023 (FSMA 2023) introduces a new regulatory mechanism, the Regulatory Gateway, for the endorsement of financial promotions by unauthorised firms. FSMA 2023 modifies section […] [...]

Tag: Authorisations

Why Financial Preparedness Matters for FCA Authorisation

Authorisation Made Simple: FCA’s Guide to Good vs Poor Practice

Authorisation and Registration Applications: Good Practice and Areas for Improvement

The FCA’s UK Presence Requirement for International Firms

FCA Introduces Faster Authorisation Timelines to Support Growth

How to Get FCA Authorised: A Step-by-Step Guide

Strengthening Oversight in Consumer Credit: What You Need to Know About FCA PS25/3

FCA’s Authorisation Excellence: A Beacon of Efficiency and Transparency

Embarking on the Journey to FCA Authorisation: Your Guide to E-Money and Payment Institution Licensing

Empowering Financial Services: The Strategic Alliance of Principals and Appointed Representatives

The Regulatory Gateway for Financial Promotions is Here

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