Press Release - Complyport UK Consultancy Service

Update Systems and Processes or Risk Failure to Meet Operational Resilience Deadline

A premium service led by Cybersecurity, Risk, and Organisational Resilience experts helps firms prepare for new expectations from UK financial regulators. LONDON –With a new policy from the Financial […] [...]

Martin Schofield to lead Complyport Financial Crime and Forensics Division

City of London, England, Nov.19 2021 Complyport a London based compliance and regulatory consultancy has today announced that it has appointed experienced financial crime prevention expert Martin Schofield who has […] [...]

Press Release – Regulators Are Failing To Supervise Firms Proactively And Ensuring Separation Of Client Money

Leading compliance and regulatory consultant, CEO of Complyport Paul Grainger, calls on lessons to be learnt from the collapse of Wirecard AG, “fundamental flaws” in the supervisory roles of regulators. […] [...]

Press Release – New FCA CEO Will “Have No Honeymoon Period” When He Takes Up His Post

Leading regulatory and compliance expert warns new FCA CEO of the need to grasp immediately the issue facing financial services firms in the UK. The appointment of Nikhil Rathi as […] [...]

Press Release – Financial Services Firms Warned To Keep Within “The Rules” During The COVID-19 Crisis

Complyport a leading compliance and regulatory consultancy has warned, business managers, brokers and financial advisers to ensure they are compliant with current changes in regulations that cover loans, credit agreements […] [...]

Complyport In The Press – 18-22 May

This week the focus has been on providing analysis into the automotive and financial services trade press. The intention was that Complyport is effectively the “good prefect” and was alerting […] [...]

Press Release – Automotive finance firms urged to comply with FCA requirements despite COVID-19

Complyport, a leading compliance and regulatory consultancy has warned automotive finance lenders and motor dealerships to ensure they are complying with FCA guidelines on lending and new regulations in the […] [...]

Press Release – Mortgage brokers and financial advisers must ensure they comply with FCA requirements despite working from home

Complyport a leading compliance and regulatory consultancy has warned mortgage brokers and financial advisers, they should ensure, despite the fact that most are working from home or remotely, that practitioners are […] [...]

Tag: Press Release

Update Systems and Processes or Risk Failure to Meet Operational Resilience Deadline

Martin Schofield to lead Complyport Financial Crime and Forensics Division

Press Release – Regulators Are Failing To Supervise Firms Proactively And Ensuring Separation Of Client Money

Press Release – New FCA CEO Will “Have No Honeymoon Period” When He Takes Up His Post

Press Release – Financial Services Firms Warned To Keep Within “The Rules” During The COVID-19 Crisis

Complyport In The Press – 18-22 May

Press Release – Automotive finance firms urged to comply with FCA requirements despite COVID-19

Press Release – Mortgage brokers and financial advisers must ensure they comply with FCA requirements despite working from home

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