Simon is a compliance professional with more than 40 years extensive Financial Services experience gained from working in and with a broad spectrum of Financial Services companies. Directly involved in regulatory compliance for 30+ years, both as practitioner and consultant, and has dealt with a wide range of Financial Services regulators.
Simon specialises in Culture, Governance, and Conduct issues, as well as Senior Management Controls, enterprise-wide regulatory risk assessments, and financial crime. He also has expertise in specialist projects, including Skilled Person Reviews, conduct risk investigations, and past business reviews.
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