20 October 2010 - Complyport UK Consultancy Service

Important Changes to Approved Persons Regime

The recent speech by Rosalie Langley Judd (see the next article on Corporate Governance) follows the release of FSA Policy Statement PS10/15. PS10/15 is the follow up to Consultation Paper […] [...]

FSA and Corporate Governance

The speech by the FSA’s Rosalie Langley Judd and the publication of PS10/15 (‘Effective corporate governance’ – see previous article in this Regulatory Roundup on Approved Persons) serve to demonstrate, […] [...]

Systems and Controls Questionnaire FSA055

Although still a good two months or so away, an early reminder that a new data item (FSA055) will become due for completion on 31 December for non-ILAS BIPRU firms […] [...]

Handbook Changes

Unlike its title (‘Decision Procedure and Penalties manual and Enforcement Guide review 2010’) CP10/23 is a short Consultation Paper concerning some handbook changes brought about by the Financial Services Act […] [...]

Complyport Shortlisted for Complinet Award

Complyport is delighted to have been shortlisted for Complinet’s 2010 “Best Consulting Firm of the Year”. This nomination is the first award nomination that Complyport has received and comes only […] [...]

Day: 20 October 2010

Important Changes to Approved Persons Regime

FSA and Corporate Governance

Systems and Controls Questionnaire FSA055

Handbook Changes

Complyport Shortlisted for Complinet Award

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