June, 2016 - Complyport UK Consultancy Service

Securities Financing Transactions Regulation: Disclosure Obligation

Of Relevance to: Firms concluding Securities Financing Transactions Securities Financing Transactions Regulation: Disclosure Obligation A reminder that, as advised in Regulatory Roundup 72, the ‘risks and consequences’ disclosure obligation arising […] [...]

EMIR: Further Clearing Requirements

Of Relevance to: Those entities subject to EMIR EMIR: Further Clearing Requirements Article 4 of EMIR (648/2012) imposes a clearing obligation on all OTC derivative contracts meeting the conditions therein, […] [...]

Brexit and its Implications

Brexit and its Implications The votes have been counted and ‘Brexit’ has won the day. The UK electorate has voted 52% to 48% to leave the European Union (EU). The […] [...]

The votes have been counted and ‘Brexit’ has won the day.

The votes have been counted and ‘Brexit’ has won the day. Whilst the Government considers what exactly that means for the UK as a whole, and what needs to be […] [...]

Brexit – What happens if it happens?

The run up to the Brexit vote seems to be heavy on aspirations but light on detail – what might be the implications for the financial services sector. In terms […] [...]

Month: June 2016

Securities Financing Transactions Regulation: Disclosure Obligation

EMIR: Further Clearing Requirements

Brexit and its Implications

The votes have been counted and ‘Brexit’ has won the day.

Brexit – What happens if it happens?

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