EMIR - Complyport UK Consultancy Service

Are you ready for the reporting obligations under SFTR?

In 2016, as a response to the many risks posed by shadow banking, the EU introduced the Securities Financing Transaction Regulation (“SFTR”), a set of new requirements aimed at improving […] [...]

Derivatives Trading Platforms

Of relevance to: Any European firm trading in derivatives on authorised US markets Key date: Applicable from 30 September 2017 The European Commission and the US Commodity Futures Trading Commission […] [...]

Legal Entity Identifier LEI

Of Relevance to: Most investment firms The concept of the need for, and the use of, a Legal Entity Identifier (“LEI”) for financial transactions was first proposed by the Financial […] [...]

EMIR Review

Of Relevance to: Firms subject to European Markets Infrastructure Regulation The FCA has issued an EMIR update alert to inform us that the European Commission has published proposals to amend […] [...]

Variation Margin

Of Relevance to: Firms trading in OTC derivatives A reminder that the EMIR Variation Margin Regulations (2016/2251) apply from 1 March 2017 in respect of uncleared OTC derivatives (although it […] [...]

EMIR – Reporting to Trade Repositories Revision

Of Relevance to: Firms subject to EMIR The minimum details to be reported to a Trade Repository currently sit within Regulatory Technical Standards (“RTS”) Delegated Regulation 148/2013, with the format […] [...]

Securities Financing Transactions Regulation: Disclosure Obligation

Of Relevance to: Firms concluding Securities Financing Transactions Securities Financing Transactions Regulation: Disclosure Obligation A reminder that, as advised in Regulatory Roundup 72, the ‘risks and consequences’ disclosure obligation arising […] [...]

EMIR: Further Clearing Requirements

Of Relevance to: Those entities subject to EMIR EMIR: Further Clearing Requirements Article 4 of EMIR (648/2012) imposes a clearing obligation on all OTC derivative contracts meeting the conditions therein, […] [...]

Brexit – What happens if it happens?

The run up to the Brexit vote seems to be heavy on aspirations but light on detail – what might be the implications for the financial services sector. In terms […] [...]

EMIR Mandatory Clearing: Credit Default Swaps

Of Relevance to: Those entities subject to EMIR EMIR Mandatory Clearing: Credit Default Swaps As we know, Article 4 of EMIR imposes a clearing obligation on all OTC contracts which […] [...]

EMIR: Mandatory Clearing Regulation and Frontloading

The Commission Delegated Regulation (2015/2205) on the mandatory clearing of certain OTC derivative contracts through central counterparties (see Regulatory Roundup 67) under Article 4 of EMIR has now been published […] [...]

EMIR: Mandatory Clearing

Article 4 of EMIR places a clearing obligation on all OTC derivative contracts which fulfil the conditions therein – but only once ESMA has determined which classes of OTC derivatives […] [...]

EMIR and Frontloading

Firms that will have to come to grips with the ‘frontloading requirement’ (see previous article) will be interested in the recent ESMA Review of the EMIR Framework (2015/1254). The content […] [...]

EMIR Backloading

It’s now a year (12 February 2014) since the reporting obligation to report to a Trade Repository under EMIR came into force. Firms subject to the EMIR reporting obligation may […] [...]

EMIR: Trade Repository Reporting Changes

The reporting requirements arising under Article 9 of EMIR (which became obligatory from 12 February this year) are essentially based upon Implementing Regulation 1247/2012 (format and frequency of trade reports) […] [...]

EMIR Review

With reporting under EMIR having been in place for around six months, the FCA has undertaken an EMIR review to find out how industry dealt with the new obligations. It […] [...]

EMIR: Clearing Update

Under Article 5(2) of EMIR ESMA is required to determine which classes of OTC derivatives should be subject to the clearing obligation and then draft appropriate Regulatory Technical Standards (RTS) […] [...]

EMIR: Additional Reporting

Firms subject to EMIR should be aware that additional (daily) reporting to a Trade Repository (TR) comes into force on 11 August. As will be known, the obligation to report […] [...]

EMIR: Risk Mitigation

As we know, certain risk mitigation techniques relating to OTC derivative trades not cleared by a CCP came into force on 15 September 2013, namely: Dispute resolution: a firm must […] [...]

Legal Entity Identifier

As mentioned in Regulatory Roundup 51, the EMIR reporting obligation begins on 12 February 2014. The details of what needs to be reported to a Trade Repository can be found […] [...]

Tag: EMIR

Are you ready for the reporting obligations under SFTR?

Derivatives Trading Platforms

Legal Entity Identifier LEI

EMIR Review

Variation Margin

EMIR – Reporting to Trade Repositories Revision

Securities Financing Transactions Regulation: Disclosure Obligation

EMIR: Further Clearing Requirements

Brexit – What happens if it happens?

EMIR Mandatory Clearing: Credit Default Swaps

EMIR: Mandatory Clearing Regulation and Frontloading

EMIR: Mandatory Clearing

EMIR and Frontloading

EMIR Backloading

EMIR: Trade Repository Reporting Changes

EMIR Review

EMIR: Clearing Update

EMIR: Additional Reporting

EMIR: Risk Mitigation

Legal Entity Identifier

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