Money Laundering - Complyport UK Consultancy Service

Transaction Monitoring and Money Laundering Risks: Metro Bank PLC case study

Monitoring the risk of criminal misuse of the UK’s financial system remains a supervisory priority for the FCA, with an evident risk of financial and other penalties for non-compliant firms. […] [...]

FCA Reviews Challenger Banks’ Financial Crime Controls

The fast, no-fuss, easy to access and control accounts that challenger banks claim to be offering are attractive to the consumer who desires speed and agility. However, this also seems […] [...]

FATF Plenary Meeting Summary

The 2022 Financial Action Task Force (FATF) Plenary Meeting took place in Paris between the 2nd– 4th of March. Representatives of the 206 members of FATF were present at the […] [...]

Complyport’s Response to NatWest Money Laundering Fine

Failure to spot offences at multiple levels of the organisation necessitates “culture of compliance from the top down” and review of training & procedures. On Monday 13 December, NatWest plead […] [...]

Money Laundering: Further Updates to Guidance

Of Relevance to: All regulated firms In addition to proposed changes (see Regulatory Roundup 86) to Part I of the Guidance issued by the Joint Money Laundering Steering Group (“JMLSG”) there […] [...]

Money Laundering: Changes to Guidance

Of Relevance to: All regulated firms The Joint Money Laundering Steering Group (“JMLSG”) is consulting on changes to Part I of the Guidance – the current version was last amended […] [...]

Money Laundering – Politically Exposed Persons

Of Relevance to: All regulated firms Draft UK Regulations transposing 4MLD into national law were published on 15 March 2017. The concept of Politically Exposed Persons (“PEPs”) and the need […] [...]

Fourth Money Laundering Directive: Proposed Amendments

As we know the UK (and other Member States) have until 26 June 2017 to implement the Fourth Money Laundering Directive (2015/849 – “4MLD”) into national law – see the […] [...]

Tag: Money Laundering

Transaction Monitoring and Money Laundering Risks: Metro Bank PLC case study

FCA Reviews Challenger Banks’ Financial Crime Controls

FATF Plenary Meeting Summary

Complyport’s Response to NatWest Money Laundering Fine

Money Laundering: Further Updates to Guidance

Money Laundering: Changes to Guidance

Money Laundering – Politically Exposed Persons

Fourth Money Laundering Directive: Proposed Amendments

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