October, 2023 - Complyport UK Consultancy Service

Equifax Breach Draws £11.2 Million Penalty as FCA Affirms Tough Stance on Cybersecurity

The UK’s Financial Conduct Authority (FCA) has demonstrated its commitment to enforcing strong cybersecurity and data protection standards in the financial services industry. This was recently exemplified by the FCA’s […] [...]

Preparing for New Sustainability Reporting Standards: ISSB, UK Government, and FCA Proposals

On 26th June 2023, the International Sustainability Standards Board (“ISSB”) issued the International Financial Reporting Standards (“IFRS”) S1 General Requirements for Disclosure of Sustainability-related Financial Information, which will come into […] [...]

Open to Feedback: FCA Seeks Input on New Consumer Credit Data Reporting

Open to Feedback The FCA published Consultation Paper CP23/21: Consumer Credit- Product Sales Data Reporting on 27th of September 2023. Through this FCA is currently seeking feedback on its proposal […] [...]

The FCA’s Vigilance in Setting Fair Standards within UK Financial Services: A Closer Look at the Treatment of Politically Exposed Persons (“PEPs”)

The Financial Conduct Authority (“FCA”) is steadfast in its commitment to maintaining a UK financial system which is clean, free from corruption and guarded against financial crime. The regulator launched […] [...]

Month: October 2023

Equifax Breach Draws £11.2 Million Penalty as FCA Affirms Tough Stance on Cybersecurity

Preparing for New Sustainability Reporting Standards: ISSB, UK Government, and FCA Proposals

Open to Feedback: FCA Seeks Input on New Consumer Credit Data Reporting

The FCA’s Vigilance in Setting Fair Standards within UK Financial Services: A Closer Look at the Treatment of Politically Exposed Persons (“PEPs”)

Top 20 MLRO Responsibilities

FCA’s Firm Stance on Crypto Regulations and the Ripple Effects on Binance’s Operations

The FCA’s Supervision Strategy for Corporate Finance Firms

FCA Issues 146 Alerts in First 24 Hours of New Cryptoasset Marketing Regulations

CP23/20: FCA Announces New Diversity and Inclusion Reporting Requirements for all FCA Regulated Firms

Cryptoassets to Be Subject to FCA’s Financial Promotions Regime

FCA Cracks Down on Principal Firms Under AR Regime to Prevent Consumer Harm

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