The FCA has made clear it will take action against firms breaching financial promotions regime. Within the initial 24 hours of the Financial Conduct Authority (FCA) introducing more stringent regulations […] [...]

On 25th September 2023, the Financial Conduct Authority (‘FCA’) published CP23/20 alongside the Prudential Regulation Authority (‘PRA’), which proposes a new regulatory framework on Diversity and Inclusion (‘D&I’) in the […] [...]

The UK’s Financial Conduct Authority (FCA), steadfast in its mandate to protect UK consumers within the financial services markets has collected extensive data on appointed representatives (ARs) in order to […] [...]

Overview of The FCA’s Guidance The Financial Conduct Authority (FCA) recently released guidance outlining its supervisory priorities for insurance firms over the next two years within its latest “Dear CEO” […] [...]

As a leading regulatory and compliance consultancy with a global presence, Complyport is is proud to announce our recent triumph at the Global Advisory Experts Annual Awards 2023. Complyport was […] [...]

Complyport extends a hearty welcome to our newest members joining this year’s Graduate Training Programme! We have designed the Graduate Training Programme to ensure our Graduates obtain the necessary professional […] [...]

In a 2018 report, the Cryptoassets Taskforce (“CATF”) identified several risks cryptoassets may pose to consumers. The report outlined a significant risk of harm posed to consumers buying cryptoassets due […] [...]

Technology has had a profound impact on the financial services industry, with payment providers at the forefront of this transformation. People are more frequently relying on technology to make their […] [...]

In April , the FCA released their 2023/24 Business Plan (the “Plan”), providing insight into the regulators’ approach to the second year of their 2022 to 2025 strategy (the “Strategy”).  […] [...]

New Quarterly Reporting Initiative by the FCA On the 19th of May 2023, the FCA published their Authorisations operating service metrics 2022/23 Q4. As a consultancy firm, we have been […] [...]