1st May 2024: Financial Crime: The FCA’s 4 areas of focus Networking Breakfast

Financial crime remains a significant challenge and one that demands collective action and unwavering commitment. In light of recent developments and the evolving landscape, Complyport is delighted to extend an invitation to our upcoming breakfast networking event, where we will delve into the critical themes outlined in the Financial Conduct Authority’s (FCA) recent publication on their areas of focus for financial crime.

Event Details:

• Date: 1^st May 2024
• Time: 9.30 am – 11.30am
• Location: Complyport, 34 Lime St, London. EC3M 7AT

Please email sukh.vairea@complyport.co.uk to register your interest.

About the Event

The FCA’s recent publication underscores the importance of collaborative efforts across four key areas of focus. As Mark Francis, FCA Director of Wholesale and Unauthorised Business Investigations, emphasises, progress in combating financial crime demands a unified approach.

Key Topics Include:

1. Data and Technology: Harnessing innovation to combat emerging risks.
2. Collaboration: Strengthening partnerships to enhance information sharing.
3. Awareness: Empowering consumers to identify and mitigate fraudulent activities.
4. Metrics: Establishing robust frameworks to measure impact and efficacy.

Why Attend?

Join us as we explore the FCA’s areas of focus and explore actionable strategies to combat financial crime effectively. The event will feature insightful discussions, networking opportunities, and practical insights from our industry experts.

Our Hosts:

• Sukh Vairea – AML Solutions Consultant, Complyport
• Nicola Christofides – Assistant Director, Complyport
• Kumar Ved – Managing director, Complyport

Join Us:

Please email sukh.vairea@complyport.co.uk to register your interest.

About Complyport

Complyport is a market-leading consulting firm supporting the UK financial services industry for over 22 years. We specialise in providing Governance, Risk and Compliance services to support the regulated financial services industry to raise standards and thrive.

Complyport can assist with the preparation of a GAP analysis and impact assessment on the investment firm’s capital adequacy and risk management framework of the Company under the regulatory framework.

We specialise in supporting the UK financial services industry with compliance guidance, advice and best practice.

• Financial Crime Risk and Compliance support
• Operational resilience & Cybersecurity advice
• Compliance managed services and resourcing compliance personnel
• Skilled Person Reviews and Regulatory Investigation
• Prudential support, IFPR, ICARA and financial resilience advice
• Consumer Duty implementation advice
• Financial Promotions guidance, support, and management software solutions
• CASS advice and protections of client assets
• Comprehensive compliance work-flow management software