Description: On 25 March 2025, the FCA unveiled its five-year vision focused on deepening trust, rebalancing risk, supporting growth, and improving lives. As firms navigate evolving regulatory expectations, this strategic […]

Description: Small and medium-sized firms often face skill gaps and resource constraints when navigating complex regulatory environments. Outsourcing compliance functions isn't just a cost-efficiency strategy, it can be a game-changer […]

Description: An ineffective remediation process can leave firms exposed to evolving AML/CFT regulations and costly penalties. Properly executed KYC remediation ensures customer data stays accurate, risk is managed effectively, and […]

Description: Regulatory demands continue to grow, yet compliance functions often run up against limitations in budget, expertise, and bandwidth. Effective resourcing isn’t just about hiring more, it’s about structuring your […]

Description: Know Your Customer (KYC) obligations are becoming more complex and resource-intensive, stretching compliance teams thin and creating bottlenecks in onboarding and monitoring. Increasingly, firms are turning to KYC as […]

Description: Compliance teams are under increasing pressure to deliver more with fewer resources. Manual processes, fragmented systems, and mounting regulatory obligations can make compliance feel overwhelming. The good news? The […]

This session will provide FCA-regulated firms with practical, actionable steps to enhance their ICARA process, not only to meet MIFIDPRU 7 obligations, but also to strengthen strategic decision-making, increase risk resilience, and embed ICARA into day-to-day operations.