Seeking FCA authorisation is a pivotal moment for any firm operating in regulated financial services. But too many firms stall or are delayed due to sloppy, incomplete or inconsistent financial
As consumer credit undergoes a significant transformation, compliance teams stand at the forefront of a pivotal decade. The Consumer Duty is no longer simply a regulatory framework or a tick-boxing
Overview In a significant regulatory shift, the UK’s Financial Conduct Authority (“FCA”) has proposed lifting the ban on offering crypto exchange-traded notes (“cETNs”) to retail investors. This marks a
The news that Aida, a digital adviser has successfully completed the Chartered Insurance Institute’s Diploma in Financial Advice, outperforming both ChatGPT and human advisors, marks a pivotal moment in the
In a financial services landscape marked by rising consumer expectations and regulatory scrutiny, firms that adapt early to change not only protect themselves, but they build trust, enhance operational resilience
The Financial Conduct Authority (FCA) has issued a warning call to investors across the UK financial market. Individuals are increasingly being drawn into high-risk schemes promoted by firms that are
The HM Treasury has published the draft Money Laundering and Terrorist Financing (Amendment and Miscellaneous Provision) Regulations 2025 on 2 September 2025. This follows the government’s consultation on ‘Improving the
When applying for an authorisation with the Financial Conduct Authority (“FCA”), the quality of your application determines whether you move swiftly towards approval or face repeated scrutiny and costly delays.
The Regulatory Gateway for Financial Promotions is Here
Navigating KYC Challenges in 2024: Insights from the Q&A Session
Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024
Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024
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